The apotheosis of the state
Born in sin, the bastard offspring of declining autocracy and bureaucracy run amok, the state is a giant wielded by pygmies.[300] Considered as individuals, bureaucrats, even the highest-positioned among them, may be mild, harmless, and somewhat self-effacing people; but collectively they have created a monster whose power far outstrips that of the mightiest empires of old.
One reason for this is because, unlike all previous ruling groups, they do not have to pay the expenses of government out of their own pockets. On the contrary, they draw their nourishment from it; the rooms in which they meet, the desks at which they sit, and the computers with which they (nowadays) work are all government- provided. Another is that, again unlike most previous ruling groups, they operate according to fixed regulations and procedures without either anger or passion - although, to be sure, such as favor their own interests above all. But the most important reason is because they, unlike Caligula or Genghis Khan, e.g., possess a collective personality which makes them immortal. By merely waiting, the state can easily outlast any ‘‘natural persons” who dare cross its path. Hence ideally it should be able to rule its subjects by the buttocks rather than the fists - not that it has often been reluctant to use the latter, either.At the time it first saw the light of day the state was comparatively small and weak, even to the point where megalomaniac rulers could sometimes look down on it and claim that it was identical with their own persons. From then on, however, it grew and grew. Stage by stage it separated itself from, and raised itself above, civil society. As it did so, it commissioned maps and used them to make political statements about itself; it built up an infrastructure of ‘‘statistical” information; it increased taxes, and, which is perhaps more important, concentrated them in its own hands.
To complete its dominance, it set up police and security forces, prisons, armed forces, and specialized organs responsible for looking after education and welfare - all of which, as Max Weber noted, were themselves bureaucratic institutions par excellence and in some ways simply reflected the mechanism which they served.Beginning in Britain during the last years of the eighteenth century, one state after another also felt strong enough to spread its wings over the most important commodity of all, i.e., money. To be sure, the early attempts were hesitant and led to at least one spectacular bankruptcy; but after 1800 the switch from bullion toward state-issued paper imprinted with the picture of the sovereign proved unstoppable. During the nineteenth century most states still maintained the link between money and precious metal. Once World Wars I and II had caused that link to be severed and money had become simply so much paper, though, states used the need to fight other states as the excuse for dominating the economy directly by means of their own laws, regulations, and fiats. By and large, the process whereby the meaning of money was transformed took place not simply in this state or that but was very much part of the development of the state as such. From Washington DC, through London and Paris, and Rome and Berlin, all the way to Moscow and Tokyo, the principles were the same. The main difference between ‘‘free’’ and totalitarian states consisted in the fact that the former chose their rulers by democratic elections; although, as Hitler once pointed out, judging by his own popularity, the Nazi regime may have been the most democratic in history.[301] Hence they did not have to employ the instruments of coercion at their disposal quite as ruthlessly, or to the same extent, as the latter.
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Initially the state was conceived as a mere instrument for imposing law and order: a body, made up of institutions and laws and people who served in them and carried them out, which would run like a machine in performing its task.
However, almost exactly midway in its development between 1648 and 1945, it came across the forces of nationalism which, until then, had developed almost independently of it and sometimes against it. The seventeenth- and eighteenth-century state had demanded no special affection on the part of its subjects, provided only its decrees were obeyed and its demands for money and manpower met; but now it could draw on nationalism in order to fill its emptiness and provide itself with ethical content. As conceived by Rousseau, Herder, and the rest, nationalism - if that is the proper word - had been a harmless preference for one’s native country, its language, its customs, its modes of dress, and its festivals; once it had been adopted by the state, it became aggressive and bellicose. Digesting the stolen spiritual goods, the state turned itself from a means into an end and from an end into a god. Whether it lived in peace with them or fought against them, that god was usually quite prepared to respect the rights of other gods like itself to a sovereign existence - witness the elaborate courtesies that rulers and diplomats, often even soldiers, extended to each other even in wartime (when Napoleon III was captured at Sedan in 1870, not only did he come to no harm, but he was allowed to go free). But from its subjects it demanded absolute loyalty even unto death, inflicting savage punishment on them if they dared disobey or evade service, a double standard which shows what it really thought of them.151
Protected and often abetted by the state, modern science and modern technology were able to flourish as never before. As noted above, had it not been for printed forms on the one hand and gunpowder on the other, the state could never have seen the light of day. Later both Hobbes, as the person who really invented the state, and his fellow English political scientist, James Harrington, took a keen interest in science and resorted to scientific models as underpinnings for the political constructs they had in mind.[302] Tackling the problem from the opposite direction, Francis Bacon in New Atlantis (1637) described an imaginary state which systematically harnessed science to increase its own power.
While jealously keeping its own secrets, the state dispatched sleuths to ferret out new discoveries from all over the world; as a result, not the least of their achievements were cannon capable of firing balls further, and with greater force, than anything that existed until then. Bacon's ideas caught on rapidly, as is shown by the fact that forty years had not yet passed since his death before all the most important European monarchs had established Academies of Science, one of whose main functions was to investigate problems and come up with inventions useful for the state.[303] By the beginning of the eighteenth century, the notion that science could be used to increase the power of the state had even reached backward Russia in the person of Peter the Great.[304]These, however, were just the beginnings. Not only did the state use science and technology to enhance its military capabilities for combating other states, but the same devices also reinforced its grip on every inch of territory and the life of every individual. Thus, from about 1850 on, the governments of France, Prussia (later Germany), Piedmont (later Italy), and Canada all systematically promoted the construction of railways with the objective of linking their various provinces with each other and bringing them under central control.[305] In the United States, it was primarily political considerations which led to the construction of the north-south lines linking the midwest with the Gulf of Mexico as well as the east-west network, with the result, for example, that almost a generation had to pass before the transcontinental railway began to run more than one train a week and was able to show a profit. In Russia, as a comparative newcomer to the world of states,156 so close was the link between the railways and the government which financed them that, to quote Lenin, ‘‘when the trains stop that will be the end.”157 Limiting ourselves to those countries which have been made the subject of detailed research, France, Russia, Japan, Argentina, and Australia all deliberately exploited the telegraph for the same purpose even if, as happened in the first-named, the price to be paid for imposing a state monopoly over the field of telecommunications was technological backwardness.158
Finally, the transformation of the state into a god on earth both presupposed the existence of the popular press and helped the latter find a focus for its interests.
This is not the place to trace the increase in readership that was brought about by the combination of improved technology with greater literacy. Suffice it to say that, in Britain alone, the annual number of newspapers sold increased from 7.5 million in 1753 to 25 million in 1826;159 and this was before further advances which took place during the late nineteenth century brought circulation to millions per day. In Britain as in most other countries, what national papers existed were invariably based in the capital. Even where governments did not seek to keep them in their own hands, as was in the case of Russia in particular,160 the outcome was to create an entire class of ‘‘public,” meaning state-related, affairs which previously had concerned but a small minority and to impose them on the consciousness of the masses. The role of the press in fanning, for example, the Crimean War, the scramble for Africa, and the Anglo-German naval race has been amply documented. In addition, it was capable of manufacturing events out of nonevents as when the assassination of President Garfield made ‘‘all the English155 M. Merger, ‘‘Les chemins de fer italiens: leur construction et leurs effets,” Histoire, Economie et Societe, 11, 1, 1992, pp. 109-20; B. Mazlish, ed., The Railroad and the Space Program: An Exploration in Historical Analogy (Cambridge, MA: MIT Press, 1965), pp. 29-30. 156 See below, ch. 5, ‘‘Toward Eastern Europe,” pp. 264-81.
157 On the history of Russia’s railways, see V. Y. Larechev, ‘‘The Trend Towards State Monopoly in Pre-Revolutionary Russia’s Railways,’’ Journal of Transport History, 6, 2, 1985, pp. 37-47; the Lenin quote is from J. N. Westwood, A History of Russian Railways (London: Allen and Unwin, 1964), p. 7.
158 P. Grisset, ‘‘L’etat et les telecommunications internationales au debut du XXe siecle en France: un monopole sterile,’’ Histoire, Economie et Societe, 6, 2, 1987, pp. 181-207.
159 Figures are from G. A. Cranfield, The Press and Society: From Caxton to Northcliffe (London: Longman, 1978), p. 139.
160 L. Reynolds, ‘‘Autocratic Journalism: The Case of the St. Petersburg Telegraphic Agency,’’ Slavic Review, 49, 1, 1990, pp. 48-57. race” mourn a person of whose very existence they may previously have been unaware.161 By the time of World War I, another US president, Woodrow Wilson, was meeting the press twice a week - as good an indication as any of its ability to make public life revolve around the state.
In return for fostering technological development which made possible a much-augmented standard of living the state exacted protection money. Essentially it consisted of unlimited blood and treasure, a development which climaxed during the first half of the twentieth century. Reveling in total war, the state demanded and obtained sacrifice on a scale which, had they been able to imagine it, would have made even the old Aztec gods blanch. Nor were the differences between the ‘‘totalitarian” and ‘‘democratic” countries as great as people at the time liked to believe. Other things being equal, those states whose regimes were most efficient in squeezing the last ounce of marrow out of their citizens' bones went on to victory, whereas those which were smaller or less successful in performing this praiseworthy task went down to defeat. As usual the price was paid by the citizens, not by the state per se. In the defeated countries a few leaders lost their heads, whether with or without a trial; they were, in any case, dispensable, as is proved by the fact that, without exception, the states in question had risen out of the ashes and were back on their feet within less than five years after the largest war in history had ended. The stage was set for the state's Indian summer - one last shining rise in its power before its inevitable decline. Before we can turn to that story, however, it is necessary to explain how the state spread from Europe, where it originated, to the remaining areas of the globe.
161 M. Sewell, ‘‘‘All the English Race is in Mourning': The Assassination of President Garfield and Anglo-American Relations,'' Historical Journal, 34, 3, 1991, pp. 665-86.
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