The so-called ‘new institutionalism’ is a relatively recent addition to the pantheon of theories of the state and, like some of the other perspectives considered in this volume, it is by no means only a theory of the state
Nonetheless, and as explained in the introductory essay, its origins lie in the attempt to ‘bring the state back into’ mainstream political science by a range of theorists critical of the dominant agent-centred and behaviouralist approaches of the time (see, for instance, Evans etal.
1985). Such authors argued for the need to contextualize politics institutionally - in other words, to see the conditions of political opportunity as being, to a significant extent, set institutionally. In so doing, they developed a corrective to the dominance, as they saw it, of input-oriented theories of politics, which emphasized the pressures and influences brought to bear upon the state, rather than the capacity of the institutions of the state to respond to such pressures. This institutional contextualization of politics was initially confined to the attempt to bring the state back into political analysis but was later generalized, as neo-statism gave way to a more overarching new institutionalism. Yet, whilst the exclusive focus on the state has softened in the development of the new institutionalism out of neo-statism, the state still lies at the heart of new institutionalist scholarship - even if it not always labelled as such.Institutionalism is characterized, unremarkably perhaps, by its emphasis upon the institutional context in which political events occur and for the outcomes and effects they generate. In contrast to the then prevailing behaviouralist and rational choice orthodoxies it emphasizes the extent to which political conduct is shaped by the institutional landscape in which it occurs, the importance of the historical legacies bequeathed from the past to the present and the range of diversity of actors’ strategic orientation to the institutional contexts in which they find themselves (Hay 2002: 14-15). Each contributes to its distinctive view of the state.
In recent years, ‘new institutionalism,’ which involves ‘bringing institutions back in’ to the explanation of politics and society, has gained increasing currency in political science. What political scientists mean by new institutionalism, however, depends upon their preferred methodological approach to political science, and its particular epistemological and ontological presuppositions. And this in turn has significant implications for the study of the state. There are three main new institutionalisms - rational choice, historical, and sociological institutionalism - plus a fourth newer ‘new’ institutionalism-discursive institutionalism. Each has different objects, goals, and standards of explanation with regard to the state, and each has different advantages and disadvantages with regard to analyses of the state.
Rational choice institutionalism portrays the state either as itself a rational actor pursuing the ‘logic of interest’ or as a structure of incentives within which rational actors follow their preferences. Historical institutionalism concentrates instead on the origins and development of the state and its constituent parts, which it explains by the (often unintended) outcomes of purposeful choices and historically unique initial conditions in a ‘logic of path-dependence’. Sociological institutionalism sees the state as socially constituted and culturally framed, with political agents acting according to the ‘logic of appropriateness’ that follows from culturally-specific rules and norms. Finally, the newest of the ‘new’ institutionalisms, ‘discursive’ institutionalism, considers the state in terms of the ideas and discourse that actors use to explain, deliberate, and/or legitimize political action in institutional context according to the ‘logic of communication.’
This chapter begins with a discussion of the ‘old institutionalism’ that provided a largely descriptive view of the state’s institutional arrangements, of the ‘holistic’ approaches that looked instead to political systems, of the behaviourism that rejected both in favour of a focus on individual human behaviour, and of the ‘new institutionalism’ that proposed to supersede all the previous approaches. It follows this with a closer analysis of each of the three main ‘new institutionalisms’, providing definitional accounts of their main characteristics, their epistemological and ontological differences, their benefits and their drawbacks, and how they interrelate and intersect. It concludes with a consideration of the fourth and newest new institutionalism, as a remedy for some of the problems of the older new institutionalisms.
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