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Changing the rule of recognition without rupturing legal continuity?

To what has just been said, the following objection can be raised: It is wrong to assume that the Constitution is directly pointed out as the supreme legal source by the accepted rule of recognition; the Spanish Constitution of 1978 was en­acted by a parliament — the Cortes — elected in accordance with the Law for Politial Reform which, in turn, was issued in accordance with the Basic Laws of the Franco regime, and so on, so that legal continuity would go back all the way to the provisions of the Junta of Burgos which appointed General Franco Chief of State.

Thus, the accepted rule of recognition would lead us to the 1936 Junta of Burgos, rather than to the Constituent Assembly of 1978, as the supreme authority.

Although it may reflect mental habits and patterns of interpretation not uncommon among jurists, in our opinion this objection is clearly mistaken. Be­cause, though every irregular modification of the supreme source — if it is suc­cessful — translates into the use of a new rule of recognition by the courts and officials, not every regular change of the supreme source implies continuity of the same rule of recognition. An already classical example is the one advanced by Hart (1994, 120 f.), of the colonies which acquired independence through a constitutional structure established by an act of the Westminster Parliament. Once independence is consolidated, the rule of recognition accepted in a former colony no longer includes any reference to the legislative powers of the British parliament, even though the local constituent authority was originally created by an act of that parliament. Another example in the same direction is that of Kent Greenawalt (1988), concerning the relation between the U. S. Constitution and its clause of ratification. That clause stipulates that the Constitution will come into force in those States that have ratified it when nine of them have done so.

Thus, Greenawalt says, one could think that the rule of recognition of the U. S. refers directly to that ratification clause, and not to the Constitution as such, which would count as valid law by derivation from the validity of the ratification clause. This example, obviously, is somewhat more complicated than the one before, because the ratification clause did not have legal status prior to the rest of the Constitution that was to be ratified according to it. But, in any case, the decisive argument for sustaining that the rule of recognition accepted today in the United States refers directly to the Constitution as a whole, and not simply to its ratification clause, is that today nobody would con­sider it a legal argument against the validity of the Constitution to say that some State did not ratify it in the right way. In our view, the same applies to the Spanish case: If someone would argue against the validity of the Constitution of 1978 saying that, for instance, the referendum about the Law for Political Reform of 1976 had been rigged, this would be regarded as merely of historical interest; as a legal argument, it would not be taken seriously.

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Source: Atienza Manuel, Manero Juan Ruiz. A Theory of Legal Sentences. Springer Netherlands,1998. — 205 p.. 1998

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