A. THE KINGDOM, REX AND LEGES REGIAE
§ 45 It is clearly impossible, and in any case of doubtful value, to enter at any length into the complexities of the establishment of the Roman state.’ The traditional account in the Roman historians saw the foundation of the city in 754 B.C., then a succession of Latin and Etruscan kings, the last expelled in 509 B.C.
Romulus, the first king, is said to have given the state its fundamental organization: it was made up of three tribes (Ramnes = Latins, Tides = Sabines, Luceres = Etruscans), each of these divided into ten curiae (wards), and these further subdivided into ten gentes (clans). There was a popular assembly, and an advisory council of some one hundred members, later enlarged, which was taken to be the forerunner of the Senate. No great degree of credibility can be given to the account of these and the other circumstances during the early ages of Rome’s history, though they may well be distorted reminiscences of the actual state of affairs. Since the revival of the study of Greco-Roman antiquity in the late middle ages scholars have attempted to reconstruct the actual history. Some account of the efforts of the last decades is given below, but notice is given that this is a selection of isolated elements, extracted from a number of individual, and in part diverse, treatments by various scholars?There appear to have been settlements of rural communities in the hills of Latium at the beginning of the first millennium B.C. The earliest of these was that of Latins on the heights of the Palatine, followed by a settlement
t. A recent survey of the various theories respecting the origin of the Roman state, by Luzzatto, ‘II passagio dall'ordinamento gentilizio alia monarchiain Roma’, Quademo Lincei 54 (1962) 193-234.
2. Among the more extensive studies of recent times may be noted those ofColi. ‘Regnum', SDHI 17 (1951) 1-168; Frezza, Stona, chaps.
II—VII; von Lublow, Loft 1-324; De Martino, Stona I, chaps. I—VII; De Francisci, Primordia. A summary of the views of these scholars by Kunkel, SZ, 72 (1955) 288, 309 ff„ and 73(1956)307,314 If. See also recent surveys by Grosso, Sroria, Chaps. I and II; Dulckeit-Schwarz, Rrchtsgeschidite 13-24; Gaudemet, Institutions 260-64.of Sabines on the Esquinal and Quirtnal? The two were united in a loose double community, reflected in the tradition by the dual kings, the Latin Romulus and the Sabine Titus Tatius. The social unit within these settlements was the family (familias), under the control of the pater familias (head of the family).[303] [304] [305] The larger land-holdings were in the hands of the patrician (noble) families, an autonomous unit of individuals joined by ties of blood and marriage together with half-free servitors and some slaves, collectively working the land and flocks owned by the family. Pari of their lands were tilled by landless clients (clientes), who stood in a semi-feudal relation to their patrician patronsand who worked the land somewhat like tenant-farmers. ’ Then there were the plebeians, whose origin is shrouded in mystery, constituting the craftsmen and small-landholders, free persons but with limited political rights.[306] At a higher level than the family was the unit known as the gens (clan, extended family), made up of a number of noble (patrician) families bound together, presumably descending from a single ancestor since the members of a gens possessed a common gentilician name.[307] [308] [309] In the course of time the patrician nobility together with the other free elements of the population were grouped in larger associations or curiae (wards). These became territorial units and formed the basis for the military, religious and political efforts of the organized society. The Latin-Sabine community was, in the view of most scholars, a limited monarchy governed by a king (rex), advised by a council, and assisted by an assembly of the people (comitia curiata). That the Etruscan rule brought vast changes in the organization of the state is undeniable, but the particulars thereof are the subject of considerable difference of opinion. ” Before a century had elapsed, however, the Etruscan portion of the population had been Latinized, and together with the Latin and Sabine patrician nobility, constituted the oligarchic stratum of the early Republic. The above represents generally accepted views, but recently an entirely new set-up has been advanced. Coli has attempted to show that a true kingdom (regnum) existed from the very start, with the people unified under the autocratic rule of a king (rex).11 All were subjects of the king, and all reference to popular limitations on his sovereign power are legendary anticipations of conditions in the later Republic. Other points of view differ here and there, but reference to the works which have been cited must suffice. 1. The Authority of the Rex § 46 Pomponius, Libro singulari enchiridii (D.l.2.2.1) At the beginning of our state, indeed, the people at first undertook to act without fixed statute or settled law, and everything was personally governed by the kings. Dionysius Halicarnassensis, Antiquitates Romanae IL 14 ... And he {Romulus) ordered these to be the prerogatives of the king: first, that he should have charge of the sacred rites and sacrifices, and all things which concerned the duties owed to the gods were to be done through him. Then, that he be the custodian of the laws and ancestral customs, and that he should provide for every claim Justified by natural law and by pact, and he himself should adjudicate the most serious offenses but refer the lesser matters to the senators, he to provide against disputes in the administration of justice. Spartan state, for the kings of the Spartans did not have absolute power to do what they wished, but the senate had control over public affairs. These three powers he conferred upon the people: to elect magistrates, to approve laws, and to determine whether war should be declared, whenever the king permitted. Yet it did not have the power to deal with these matters unless the same were approved of by the Senate. The people voted not all simultaneously, but con· voked by curiae; a vote approved by the greater number of the curiae was referred to the Senate.... Cicero, De re publioa 5.2.3 Nothing so pertained to the king as the determination of what is fair, wherein was the interpretation of the law, wherefore private individuals were wont to seek Justice from the kings; and for these reasons plots of land, cultivated, wooded and for pasture, extensive and fertile, were set apart, which were to be the king’s and were to be cultivated without royal charge and labor, so that no care as to private business should distract them (the kings) from the affairs of the people. Nor, indeed, was any private person umpire or arbiter of a dispute, but all matters were settled by royal Judgments. And, indeed, it seems to me that our Numa especially observed this ancient custom of the kings of Greece. For the others, although they also performed this function, nevertheless for the most part waged wars and so paid special attention to the laws of war; but the long peace of Numa was the source of la w and religion in this city.... Dionysius haucarnassensts, Antiquitates Romanae IV.25 He (Servius Tullius) separated public trials from private and himself undertook the examination of crimes relating to public matters, but he named private persons to be judges in private cases for which he provided norms and rules, which he himself had written as laws. Among the mass of material concerned with the institutions of archaic times, the role of the rex may be singled out for further discussion. Of course, his status and his powers are largely determined by the theory of the kingdom which is adopted. So, for example, Coli attributed all powers to the king:' he is in command of military forces in time of war and absolute sovereign in time of peace; he decrees laws without any help from council or assembly; he devises the means by which controversies are settled, and in order to obviate the use of force he imposes these means upon his subjects.[312] [313] Even with a more moderate view, the rex is acknowledged as combining in his person the highest spiritual and temporal powers, subject to controls exercised by other bodies; he is supreme commander, high priest, and apparently also chief judge.’ If emphasis be given to royal authority with the incursion of the Etruscan rulers, then it is possible to speak of royal powers in part ancient and original, the expression of gentilician unity, and in part novel and supplementary, with a king as the head and supreme arbiter of the city-state.[314] [315] There is as much speculation regarding the manner in which the rex was chosen as there is with respect to his powers, since the details must be reconstructed from later reminiscences and reflections of the Republican era. The post was for life, and the successor is traditionally said to have been selected by means of the institution known as interregnum.[316] [317] [318] [319] [320] One or more temporary rulers (interreges) were named, and eventually a new rex was selected, or rather inaugurated, that is, by divinatory means deemed acceptable to the gods? The participation of the popular assembly in the affirmation of the rex is later reflected in the well-known lex curiata de imperio, 'curiate formula respecting command-power’? With this background, we may turn to two specific activities of special interest in the context of this book, namely, the judicial and legislative activities of the rex. The legislative power of the king would be taken for granted by Coli, but many others would see the pronouncements of the rex at most as charismatic expressions of the will of the gods or authoritative sacral provisions issued by the religious chief.11 Frezza categorically denied that legislative power existed in the period of the Kingdom; there existed no body which could alter the law by hat, neither the king as supreme magistrate nor the public assembly as a legislative organ.1 ’ Certainly, the attribution of ‘curiate* statutes, meaning thereby laws enacted by the assembly, is out of the question. The content of the great majority of the so-called ‘laws’ preclude any such connection. Guarino has suggested that the appellation derives from the fact that the decrees were ’communicated’ to the curiate assembly, which the early annalists took to mean ‘voted upon’.’4 2. Leges regiae (Royal Statutes) § 47 Plutarch, Romulus XXII He (Romulus) also enacted certain laws, among them a severe one which forbids a wife to leave her husband, but permits a husband to repudiate his wife for poisoning the children or counterfeiting his keys or committing adultery. If however, one should send his wife away for any other reason, half of his property shall belong to his wife, half be sacred to Demeter, One who puts away his wife must sacrifice to the gods of the lower world. Marcellus, Libra XXV11I digestorum (D. 11.8.2) A lex regia (royal statute of Numa Pompilius) forbade, on the death of a women with child, her burial until the unborn infant be removed from her. Anyone who acts otherwise is held to have taken away the prospect of the living being along with the (deceased) pregnant woman. Festus, De verborum significatu ‘parrici ’ ... For a parricide is said to be not only he who shall have killed a parent, but whatever man not sentenced. The law of king Numa Pompilius drafted in these words so read: 'If anyone with malice aforethought slays a free man, he shall be a parricide.' The term parricide has recently been widely discussed.1 Livius, Ab urbe condita 1.26.5-6 The king (Tullius Hostilius), having called a meeting of the people, said: Tn accordance with the law I appoint two commissioners to pass judgment on Horatius for treason’. (6) The law was of dreadful formulation: Let theduovirs pass judgment for treason; if he appeal from the duovirs, let the appeal be heard. If they are upheld (on appeal), cover his head, hang him by a rope from the gallows, let him be scourged whether (this be) inside or outside the city limits'. Dionysius halicarnassensis, Antiquitates Romanae IV. 13 He (Servius Tullius) proposed laws both on contracts as well as on delicts through the curtate (assembly). Moreover, the number of them was about fifty. As long ago as Dirksen, doubt was raised as to the authenticity of the norms described as leges regiae (royal statutes).1 For many scholars some of these laws are nothing more than legendary anticipations of legislative enactments of the Republic, while others are customary rules of which the kings might be thought to be custodians, interpreters or even formulators? However, there is some reason to believe that many of these royal ‘laws’ are authentic sacerdotal rules of the archaic period.[323] [324] [325] [326] [327] [328] [329] That they were not true statutes is seen by the fact that if, on the one hand, they are considered general norms they were much too refined for a primitive people, and if, on the other, they are sacral provisions they were not confirmed by the popular assembly? References to the royal statutes have come down to us in a host of literary allusions. These have been gathered in various collections of primary sources, and a few typical examples are offered here? Summaries of the various types have been given by Wenger and briefly by Siber? The norms seem largely to be customary in nature and frequently reflect ritual practices and the like. But then there are exceptional provisions, such as the fifty laws on contract and torts which Servius Tullius is said to have enacted? 3. /ms Papirianum (Papirian Law) § 48 Pomponius, Libro singulari enchiridii (D. 1.2.2.2, 36, 42) ... Accordingly, he himself (Romulus) proposed to the people certain curiate statutes, and so did succeeding kings. All these are found collected in the book of [ Sextus ] Papirius, who was among the leading men in the time of Superbus, the son of Demaratus of Corinth. This book, as we have said, is called ius civile Papirianum, not that Papirius added anything of his own therein, but because he made a compilation of statutes which had been unsystematically enacted.... (36) A (learned) jurist offirst rank was [Publius] Papirius, who made a compilation of the leges regiae.... (42) The pupils of Mucius were many, but those of the greatest authority were Aquilius Gallus. Balbus Lucilius, Sextus Papirius, [Gaius] < Titus > luventius:... Lend thinks that [Sextus] may be a gloss, in comparing D. 1.2.2.36 and 42, while Bremer, on the other hand, would retain Sextus and cut out Publius] as an interpolation.1 It rather appears that both [Sextus] and Publius] are pre-Justinian glosses; so Baviera.2 Dionysius Halicarnassensis, Antiquitates Romanae III.36.4 (Ancus Marcius) inscribed upon tablets the commentarii (discussions) upon sacred things gathered together by the pontiffs, which (Numa) Pompilius had enacted; in ancient times, however, these were destroyed.... After the kings had been expelled, indeed, they were again written down publicly by Gaius Papirius, pontifex maximus. Servius, Commentarii in Vergili Aeneidem XII.836 He (Virgil) says, 7 will look upon custom and sacred rites' (mos ritusque sacrorum); he used this title of the lex Papiria, which he knew, published about sacred rites. Paulus, Libro X ad legem luliam et Papiam (D. 50.16.144) ... Granius Flaccus, in his book ‘On the Papirian law’ (de iure Papiriano) writes, now one is commonly called a concubine (paelex) when she has sexual relations with him to whom she is (second) wife; [Mose wAom] < that one > who 8. Discussion of these by Kruger, Geschichte 8; Kipp, Geschichte 27. 1. Lend, PtiJingmtaa II45 nJ; Bremer, Iwispiudentiae I 132. 2, Baviera, ScrrM 46. is in the home in the position of a wife without nuptials f whom the Greeks call paliakes’. According to Festus,.v.v. pad ices, a law of Numa Pompilius dealt with the concubine (paelex). Macrobius, Saturnalia III. 11.5 For in the Papirian law (in Papiriano iute} it is clearly stated that a table so designated can take the place of an altar. According to Roman tradition Ancus Marcius, the fourth king, published the sacral provisions which Numa Pompilius, the second king, had compiled from the records; the tablets upon which they were written gradually became effaced and the rules were republished by the first pontifex maximus (chief pontiff), a certain Gaius Papirius, during the first years of the republic. Again destroyed at the lime of the Gallic invasion, a new compilation was made, more restricted in scope. The earliest reference to the so-called ius civile Papirianum is in a work of Granius Flaccus, a writer of the time of Caesar or Augustus. Neither Varrò nor Cicero mention the work. How much credence can be given the traditional story? First, though records of the kings (commentarii regum) may have existed, it is more likely that the records of the pontiffs were the source of such a collection.’ But these date after the Gallic invasion, circa 387 B.C? Further, various praenomina are assigned to the Papirius who is alleged to have made the compilation? Finally, there is reason to doubt the validity of the title; certainly iusaw/e Papirianum is impossible for this type of work? Hence it has been suggested that no collection of leges regiae existed in early times, and that the idea of a ius Papirianum dates back to the work of Granius Flaccus, at the beginning of the Principato.’ Support for this view was offered by Hirschfeld when he pointed out that Cicero would not have failed to mention the Papirius who compiled the leges regiae when he itemized the deeds of the gens Papiria in one of his letters, Ep. ad fam. IX. 2!.· Thus, many have taken the ius Papirianum to be a late republican/ early imperial forgery to glorify the reputation of this noble family.* Re- 3. Karlowa, Rechtsgeschichte I 107—08. Generally on the pontiffs and their role in the divulgeace of the law, sec infra, § 56 4. Baviera, Diruto romano 126-27; idre, RecMswissenschaft 64—65; Bruns-Lenel. Geschidite 318-19. 5. Steinwenter, j.K lus Papirianum, RE 10(1919) 1285. 6. Kriiger, Gesdùdtte 5 n.22; Berger, Festschrift Kisch 125 ft 7. Mommsen, Staatsrechl 1141-44; Girard, Manuel 17. 8. Hirschfeld, Schrtften 239-45. See Kipp, Geschichte 26 n.5; Siber, Rom. Recht Ill. 9. Carcopioo, ‘Les pretendues lois royales’, Mèi. darch, et dhis. de FEcole franc, de Rome 54 (1937) 360 IT.; Kaser, AkrSm. ius 65 n.12, with further refi, cently, Paoli has attempted to identify the ius Papirianum with a lex Papina which he dates in the 4th century B.C. or earlier.[330] [331] Di Paola also pointed out the relation between the two, but held that they were not the same." The lex Papiria, which the latter author dates in the second half of the 3rd century, gave authorization to proceed with dedications, thus a matter of public and not of sacral law. In the course of time the statute was broadly interpreted to comprise a complex of public and sacral norms, and eventually came to be known as the ius Papirianum. Then was created the legend of the pontifex maximus Papirius as the author of the collection of leges regiae. In answer to Hirschfeld, in order to explain Cicero’s failure to mention the Papirius of the compilation of the leges regiae, Pais urged that in this letter Cicero was not concerned with the members of the Papirian gens who occupied priestly office, and the compiler was one of this class.[332] Wenger and Kreller were favorable to this position, suggesting respectively the second half of the 3rd century, and the 2nd century, as the date of the collection.[333] Schulz, indeed, determined that Granius Flaccus could not have invented the laws because the pontifical college, of which he was not a member, would have denounced such an attempt; rather, he made use of pontifical records.[334] [335] Quite recently, Bretone advanced the suggestion that, since the leges regiae were actually within the control of the pontiffs, the collection was made by an outsider at a time when sacral law was not any longer subject to secrecy, thus in the 2nd/ 1st centuries B.C.'5 From Dirksen to Bretone we count almost a century and a half; may we start anew to ponder on the leges regiae and the ius Papirianum!
More on the topic A. THE KINGDOM, REX AND LEGES REGIAE:
- Customary Law and the Leges Regiae
- Leges and plebiscita
- APPENDIX
- Roman Law Terms with Letters T
- From the eleventh century, the improved political and economic conditions created a more favourable environment for cultural development in medieval Europe.
- 7.7.3 The Ius Commune in Italy, the Iberian Peninsula and the Netherlands
- INDEXES AND CONCORDANCES
- The Constitutional Framework
- The Germanic Codes of Roman Law
- The king
- Imperial Legislation