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The Emperor as a Law-Maker

During the late imperial age, the ‘pluriformity’ that characterized legislative activ­ity during the Principate and the Republic no longer existed.

With the transforma­tion of the Roman government into an absolute monarchy, the enactments of the emperors emerged as the only active source of law. At the same time, the theoretical assumption that the emperor was bound by the laws was cancelled by the facts that he stood above the law (princeps legibus solutus) and had legislative omnipotence (quod principi placuit legis habet vigorem). The imperial enactments with their diverse appellations of edicta, rescripta, decreta or mandata were now collectively designated leges. These enactments provided the basis for the formation of a new body of law distinct from the old law (ius vetus) as traditionally interpreted by the classical jurists. The principal fields of operation of the imperial laws were in public administration and socio-economic policy, but they did effect numerous changes in private and criminal law. Many imperial laws were not strictly Roman in character but exhibited the influence of foreign (especially Greek) institutions. Moreover, since the era of Constantine the Great, imperial legislation was also moulded by ideas derived from Christian ethics.

Depending on their form and scope of application, the majority of imperial enactments fell into two categories: edicta or leges generales and rescripta or leges speciales. An edict was usually delivered in the form of a letter addressed to a high official (generally a praetorian prefect) who had a duty to publicize its contents; it could also be addressed to the people or some section thereof (e.g. to the inhabitants of a particular city), or to the senate. Edicts were usually prepared by the minister of justice (quaestor sacri palatii) with the assistance of legal experts and discussed in the imperial council (sacrum consistorium).

After the division of the Empire, they were almost invariably issued in the name of both Augusti even when they emanated from only one of them (obviously they had no effect within the realm of the other Augustus without the latter’s consent).[78] This type of imperial enactment is illustrated by the famous Edict of Prices (edictum de pretiis) promulgated by Emperor Diocletian in ad 301 that set maximum prices for a wide range of goods and services, and prescribed penalties for profiteering.[79] The rescripts (i.e. the emperor's answers to legal questions invoked by actual cases and submitted to him by private citizens or state officials) remained an important source of law until the time of Diocletian.[80] In ad 315, Emperor Constantine decreed that a rescript must be deemed invalid if it deviated from a lex generalis.[81] Moreover, a law issued by Arcadius and Honorius in ad 398 stipulated that a rescript was only binding in the individual case that it concerned.[82] However, Emperors Theodosius II and Valentinian III in ad 426 sought once more to confer imperial rescripts an indirect law-making force. Thus they decreed that as a rescript constituted a declaration of a general principle in an individual case, it could be considered generally binding. This view seems to have prevailed during the late fifth and sixth centuries.[83] As regards the mandata and the decreta, these essentially fell into disuse during this period (the former were superseded by the edicts while the latter were replaced by the rescripts). A new type of imperial constitution was the sanctio pragmatica. This consisted of a reply by the emperor to a petition, but it was deemed a more formal manifestation of the emperor's will than an ordinary rescript and practically had the same effect as a lex generalis. Accordingly, it was com­monly used in responding to petitions that requested the settlement of matters of general public interest or the issuing of decisions with a scope of application that extended well beyond the interests of the immediately concerned parties.
An example of such an enactment is the sanctio pragmatica pro petitione Vigilii (ad 554) devised by Emperor Justinian in response to a petition from Vigilius, a bishop of Rome. By this enactment Justinian addressed problems concerning the legal order in Italy, which he had recently recaptured from the Goths. Another kind of imperial constitution often used during this period was the adnotatio: a decision of the emperor in response to a petition or any other communication directly addressed to him and written in the margin of the petition (originally, the adnotatio seems to have been a written instruction from the emperor for the drafting of a rescript by the imperial bureau a libellis). Finally, a form of subordinate legislation was embodied in the edicts of the praetorian prefects (edicta praefectorum praetorio). Such edicts mainly addressed administrative matters and were binding within the prefecture of their author if there was no conflict with the general law of the Empire.

Even before the end of the third century, the ever-growing and chaotic mass of imperial enactments created confusion in the practice of law that prompted an urgent need to collect them in an orderly fashion. This led to the publication of two informal collections: the Codex Gregorianus (c. ad 291) and the Codex Hermogenianus (c. ad 295). The former contained imperial constitutions (mostly rescripts) spanning the reigns of Hadrian (ad 117-130) to Diocletian; the latter was a supplementary collection of constitutions that were issued during the reign of Diocletian. Although both the above codes were unofficial collections, evidence suggests that their production was approved or authorized by Diocletian’s govern­ment. This is corroborated by the fact that their authors enjoyed regular access to the archives of the imperial chancery, which suggests they held senior positions in the imperial administration and performed their work under official supervision.

The extraordinary authority that the Gregorian and Hermogenian Codes acquired after their publication is a more significant fact that distinguishes them from all private collections of legislation. The courts recognized these codes as authoritative and exhaustive records of all imperial legislation existing up to the date of their publication.[84]

The first official compilation of imperial law was the Codex Theodosianus, published by the Eastern Emperor Theodosius II in ad 438. Following its approval by the Western Emperor Valentinian III a few months later, the new code acquired the force of law for the whole Roman Empire (1 January 439).[85] The Theodosian Code was essentially an extension and continuation of the Gregorian and Hermogenian Codes that were used as its models and still engaged by the courts. It embodied over 3,000 constitutions from the time of Constantine (c. ad 312) to ad 438. The constitutions issued during the above period that had not been included in the code were declared invalid. The work is divided into 16 books subdivided into titles according to the subject matter, while the constitutions appear in these titles in chronological order. The first 5 books focus on private law; books 6-8 address matters of constitutional and administrative law; criminal law is the subject of book 9; books 10-11 contain the law relating to public revenue; books 12-14 stipulate the rules governing municipalities and corporations; book 15 includes provisions pertaining to public works and games; and book 16 elaborates provisions on ecclesiastical matters. As the above description evinces, the majority of the constitutions embodied in the code are concerned with matters of public law. The Theodosian Code effected a measure of uniformity in the administration of justice and also served as an important vehicle for the propagation of Roman law by furnishing a model for later codifications. Modern reconstructions are based partly on later collections, particularly the Lex Romana Visigothorum and the Code of

Justinian, and partly on two manuscripts dating from the fifth and sixth centuries respectively.[86]

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Source: Mousourakis G.. Fundamentals of Roman Private Law. Springer, 2012.— 366 p.. 2012

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