CITIZENSHIP IN ITS INFANCY
It is a common mistake to read the constitutional debates in the early stages of libÂeral revolutions in terms of present-day ideological assumptions. It is a common teleological abuse, for example, to scrutinize the idea and practice of citizenship as if it was then the mature political institution that it is in our times, and on that basis to judge the notions of historical actors accordingly.
But it is crucial to try to disÂpense with our own understanding of citizenship in order to get at those that were postulated and adopted by different groups and individuals in the late eighteenth and early nineteenth centuries. It is important to look at the ground in which the idea of citizenship took root, not only to understand it as it was then, but also to understand why it came to have its current meaning. The point here is to remember the difference between old and new forms of representation - or perhaps even the fact that before the forms of representation that we recognize today (and often, recognize as the only valid forms), there were other forms and formulas that were meaningful and significant. For many people in late eighteenth-century Europe, and not only aristocrats, popular sovereignty should not overrule the rights and priviÂleges that had defined political, social and cultural cleavages of the late ancien reÂgime.[666] Many were particularly sensitive about the rules that protected the corpoÂrate and vested interests of guilds, cities and towns, and the old nations and states that composed the piecemeal “composite monarchies” depicted by Helmut Koenigs- berger and John H. Elliott in their groundbreaking work.[667] Indeed, threats were alÂready present in the growing machinery of eighteenth-century Leviathan monarchiÂcal states, as they expanded their administrative capacity and intrusive features to challenge that old order of overlapping jurisdictions and subsume it as one and its own. But despite its own ambitions, monarchical state administration was only one player in a world of legalistic pluralism, variegated unwritten customs and overlapÂping jurisdictions.Paradoxically enough, universal sovereignty was born exactly at the time when those multiple and sometimes competing jurisdictions were beginning themselves to challenge the intrusive character of an expanded monarchical administration. Resistance to both this intrusion and to the erosion of inherited law were the fount of the legalistic tradition of Montesquieu, Coke and Burke (all distinctions considÂered), as well as of the whole family of legal ideas that emphasized the double oriÂgin of corporate bodies and monarchical lawgiving, in short, of pluralistic legal systems. In this light, the influence exerted by Lord Holland and the Whig tradition upon an influential group of Spaniards on the eve of French invasion and the breakÂup of the monarchical state - the enlightened writer Gaspar Melchor de Jovellanos being the most well-known among them - has been underlined by various scholÂars.[668] But more important than foreign influence, what really mattered to Spanish liberals was the persistence of the legalistic and contractual traditions both in Spain and its Empire. As Francisco Tomas y Valiente explained many years ago, the first constitutional committee in charge of the preparation of the Cortes had been at pains to decide which of the old laws of Castile, Navarre and the Crown of Aragon should be respected and which rejected.[669] After exhaustive debates, they reached only two conclusions: first, that assembling in a single unit such immense and conÂtradictory sets of public and private law was impossible and impracticable; and second, that old constitutions and compilations, in their diversity and variety, showed the moderate character (“temperado”, or temperate, was the word in SpanÂish) of the Spanish monarchy. The committee boldly depicted the Spanish MonarÂchy as committed to the respect and upholding of the law and the independence of corporate bodies and magistrates.
The lesson of this controversial historicist claim seemed clear: Spain’s constitutional past recommended and reinforced the liberal ideas of a â€?moderate’ monarchy, before the anti-Liberal groups called for an auÂthoritarian monarchial solution. The authoritarian voices that practically foretold the coup d’etat by Ferdinand VII in 1814, were loudly expressed in the Cortes by a group of Church dignitaries, and everywhere by members of the Juntas against the French army.[670] Given these conflicting points of view, the liberal faction in the Cortes believed that only a clear liberal majority would be able to impose a program of reforms on an ideologically divided country, amid a bloody and costly war against the French intruders, and against the will of the King.[671]Taking these considerations seriously, the meaning of â€?citizenship’ as expressed in 1811-1812 can be seen in a different light. Only by granting near-universal (male) citizenship could the Cortes guarantee the future of liberal Spain, because citizenship (â€?volitional citizenship,’ as James Kettner redefined an old word) and national sovereignty (plural representation) seemed to be the only tools capable of shaping both general consensus and social change.[672] Those were perhaps utopian expectations, but they were in keeping with the dramatic circumstances and birthÂing pains of foundational liberalism. Liberal gospel did not project itself as a revoÂlutionary weapon against a world of men and women dispossessed of rights and privileges as monarchical subjects. These subjects were not individuals “subjected” to arbitrary designs, without any notions or ideas of inherent rights. For better or for worse, liberalism did not fight against the multiple political identities and rights asÂsociated with corporate bodies of professional activity, religious appurtenance and local and provincial adscription, the historical rights and duties that monarchical subjects carried upon their shoulders.[673] This precise but uncertain equilibrium beÂtween respect for the past, the challenges of the present, and hopes for the future is what explains the defense of a firmly and homogeneously Catholic nation and the reinforcement of the jurisdictional capacities of magistrates and town-hall authoriÂties in the Constitution. In sum, the conflict between old and new ideas of rights expressed an unstable equilibrium between the utopian program of a global transÂformation of society along liberal lines and the weight of inherited hegemonic ideas and institutions that resisted this transformation.
The limitations and exclusions of the form of citizenship inscribed in the 1812 Constitution of Cadiz must be understood within this framework, and not, or not simply, as the result of blatant racism and Liberal hypocrisy. Indeed, in all liberal revolutions of the time, the political status of the people openly or cunningly exÂcluded by constitutions and electoral laws must be assessed without anachronistic judgments. Exclusions were different in character and signification. One kind reÂflected the legislator’s often unaware acceptance of the period’s social consensus regarding certain basic unquestionable conventions.[674] Thus, gender and age were the most common causes of exclusion, and were often not even considered excluÂsions at all. Perhaps needless to say, slaves were excluded by default, given their “social death” vis-a-vis the community of persons in which they were held as propÂerty. Slaves were not part of society except as members of the Christian flock, and even though they had recourse to the law and the courts to denounce ill treatment, as they in fact did, and to exert the right to self-manumission (“coartacion” in SpanÂish) and to constitute family units, they evidently could not claim the same â€?rights’ granted to free persons.[675] But some free persons were also excluded by default - those who lacked independence of criteria or will, namely servants and women. Their will and their interests were administered by masters and husbands, who at the time of voting did so for themselves and their family dependents and servants. The exclusion of dependents was quite different from that of slaves, of course: famÂily members were bound together by ties of love; while slaves were held in captivity against their will, so masters could not be said to represent or administer it.
There are other elements that must also be taken into consideration in this line of inquiry. Since the liberal constitution of 1812 granted universal citizenship qualÂified by a repertoire of well-known exclusions, most historians have described the first Spanish fundamental law as one far from containing a universal proclamation of rights.[676] But shouldn’t we look at the context in which rights were granted or limited to determine whether they were significantly expanded or not, before reachÂing such a dismissive and drastic conclusion? The democratic constitutions of today did not exist before the twentieth century.
Is it not ahistorical to compare those of the period in question with those we have today in order to measure how revolutionÂary or inclusive they were, instead of comparing historical constitutions with each other and with other contemporary legal and political frameworks? Indeed, a careÂful consideration of the general circumstances and the political culture of the time suggest a more prudent discernment regarding the Cadiz charter. Many contempoÂrary liberals in other countries considered the 1812 Spanish constitution a model to follow, and it was the most prestigious reference for subsequent radical and liberal monarchical charters within Spain itself. That first fundamental law of the land was claimed by several generations of liberals in Spain as well as in other parts of EuÂrope (namely in the Italian peninsula and Portugal) as an ideological landmark.[677] During the Spanish civil war (1833-1840) between Liberals and CounterrevoluÂtionaries, the democratic fringes on the Liberal side invoked the mythical Cadiz heritage over and over again. Nevertheless, liberalism split over time around how deep social and political change should go. A growing faction, the moderados (literÂally, “the moderates”), rejected the 1812 text in favor of a more conservative reform program, and sought to channel the outcome of both the Revolution and the military defeat of counterrevolutionary legitimism in this direction.[678] Even among the libÂerals of more radical overtones (called progresistas, literally progressives) there were reservations regarding the profound revolutionary character of the revered foundational text, namely the â€?universal’ feature of political representation. All in all, the two liberal factions agreed to enact a much more moderate constitution when they regained power in the summer of 1836. In this reconsideration, setting the controversial notion of universal citizenship aside was crucial. More imporÂtantly, the drafting of electoral laws and regulations established since then the pracÂtice of formal exclusions, beyond the dangerous promises of the constitution it- self.[679] But this is not the place to discuss the further developments of Spanish poÂlitical history. I merely want to underline how imprudent it would be to read the exclusions articulated by the first liberal charter in light of the “corrections” and shortcomings of mature liberalism.6.
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