11.4 THE MAKING OF THIS LAW OF THE SEA
Thus far, I have tried to uncover how the ‘new' law of the sea allocates rights and constraints. But I have not squarely addressed the reasons why we have this law. Going by some theories, there may not be much to address; the answers are evident.
In their economic analysis of international law, Jack Goldsmith and Eric Posner posit that international law is epiphenomenal to the interests of states, especially powerful ones. Treaties and customary law emerge from such states ‘acting rationally to maximize their interests, given their perceptions of the interests of other states and the distribution of state power'.[786] The law reflects the underlying configuration of state interests, and when the interests change, so does the law. Moreover, state interests, identifiable in terms of the preferences of the state's leadership, are exogenous to international law.[787] International law does not afford precepts for state action, but rather serves as a medium for coordination, and as the expression of the agreed expectations of the moment. Before more gullible audiences, it may also serve as a kind of ‘happy talk', a virtuous language of common concerns, which cloaks states' pursuit of self-interest.[788]By Goldsmith and Posner's logic, then, there is usually very little to explain about why we have the international law we have. Any rule or treaty under study will predictably reflect the underlying configuration of state interests. It is only specific details (why a 200-mile exclusive economic zone rather than 175 or 225) or anomalies (why a regime departs from a rational choice prediction) that we might need to explain by a thicker analysis of the conjuncture in which the rule arose. Otherwise, broadly sketched context is enough. And so, for example, says Posner vis-à-vis the new law of the sea:
The...
regime of open access to natural resources was tolerable as long as the oceans were effectively an inexhaustible resource. But population growth, technological change, and economic development have increased demand for the ocean's resources to the extent that overexploitation and congestion have become serious problems; in the meantime, advances in marine technology have made control over larger portions of the ocean possible. States have responded by extending authority over larger portions of the waters and seabed and subsoil, albeit subject to certain rights of other states; and trying to create international mechanisms for the regulation of areas and activities beyond the control of individual states, an effort that has made notable gains in the safety of navigation and overflight.[789]Now, it must be said that Goldsmith and Posner's book is a refreshingly candid account of international law's function and possibilities. The evaluation they offer - ‘international law does not shift power or wealth from powerful to weak states'[790] - goes against the grain of valorising narratives, and appears to correspond with the analysis of the law of the sea in this chapter.[791] But for all its frankness, the critique stops a few steps short. There are several questions that Goldsmith and Posner do not assess in a rigorous way. Let us consider these.
First, what are these interests that powerful states seek to pursue? For all that they are able to pinpoint these interests almost by guess in their examples, Goldsmith and Posner prefer to ‘avoid strong assumptions about the content of state interests and assume that they can vary by context',[792] though they do note that in every state, ‘elites, corporations, the military, relatives of dictators - have disproportionate influence'.[793] Why not, then, carry this further, to note the convergence between these groups within most states to pinpoint the class interests that are consolidated into the structures and institutions of the state, and espoused as state interests.
Why not also, in presenting, as they do, a typology of state interactions as reflecting either coincidence of interest, coordination, cooperation, or coercion, foreground the scramble for resources and markets that shape the choice between these dynamics? In sum, why stop at analysing international law as epiphenomenal to the political interests of powerful states; why not reveal it as reflecting (perhaps not wholly, but substantially) the configuration of the politico-economic interests of the capitalist class within - and outside - these states?[794] Such analysis would provide further gloss on their explanatory framework. Among other things, and not discounting the particular forms and relations that have both characterised capitalism and law in different periods, such analysis makes transparent the linkage between the ‘old' and ‘new' laws of the sea; how it is that both serve similar sorts of interests; what has changed or not with respect to the qualifying members of the ‘in-group' whose interests are thus served; why the extractive imaginary persists despite the voices expressing concerns about the social and ecological costs of activities like seabed mining; and, importantly, the ways in which institutions of private law (property and contract) as well as public international law interact to stabilise extractive activity.[795] It also explains why the NIEO, radical enough in its demands for redistribution and equity between states, in other respects did not offer a fundamental challenge to the ideology of capitalism.[796]Second, the explanation of international law as epiphenomenal to state interests opens the way to a reductive account both of ‘mainstream' international lawyers, that is, the majority of the (Western and Western-educated) academics and state officials who engage in the daily business of drafting, interpreting, systematising and refining the law and producing legal arguments to explain and evaluate state conduct; and of the processes of legal change.
Goldsmith and Posner come close to reading mainstream lawyers either as careerists assisting states in dressing up self-interest in the language of law, or detached idealists harping on the black letter of legal rules while naively disregarding the real forces shaping international law. There are, of course, international lawyers of both descriptions. But the four decades of archival records and legal commentaries relating to the making of the ‘new' law of the sea reflect more complex dynamics in the shaping of lawyers' attitudes towards new political, economic, and technological developments, and consequently in the shaping of the new law.For those involved, outside explicitly political negotiations, asserting or changing the law was not a simple matter of dressing up state interest in legal terms, but of the methodical explication of state practice or treaty text; and contested and attritional operations of squeezing meaning out of (or into) viscous legal concepts in support of outcomes perceived as desirable. The more substantive changes that were advocated - such as enclosure of the continental shelf - were justified on arguments both of collective interest, as well as what was pragmatic given reality, including the reality of vested legal rights and economic practices. Where changes were derided, this too was on the same terms.
To focus on just one set of lawyers (British), in one period (the 1950s), advocacy for or against proposed changes was at least partly also in terms of what that meant for international law itself. Thus, arguments for altering the principle of the freedom of the sea to enable enclosure of the continental shelf were made on the basis that it was necessary to demonstrate the law's flexibility towards developments that were both desirable (catering to the world's needs for petroleum) and inevitable. Lauterpacht, for example, argued that it was ‘unlikely that any purely doctrinal opposition of lawyers - even if otherwise well founded - would be able to stem the hitherto uniform progress of claims and developments, which are not intrinsically unreasonable, in the matter of the “continental shelf”.[797] If international lawyers adopted a flexible stance, they might succeed in ‘containing [shelf-related claims and] developments within the channels of moderation and order'.[798] Reviewing a decade of international legal scholarship and practice following the Truman Proclamations, D.H.N.
Johnson noted the ‘remarkably constructive spirit' that international lawyers had shown; while it was no light matter to modify ‘an important principle such as the freedom of the seas which has stood the test of time and has already contributed so much to human welfare', international lawyers were to be commended for modifications of it that were ‘necessary in the general interest of mankind'.[799] [800]Equally instructive is the episode, two decades later, concerning efforts by the UN Institute for Training and Research to prepare a list of ‘existing and evolving principles and norms of international law relating to the new international economic order'. For lawyers at the UK's Foreign and Commonwealth Office, the concern was ‘shoddy' methodology, such that
anything and everything which has even been mentioned as forming part of a NIEO is ipso facto fit for inclusion on the list... without the slightest attempt to undertake the hard grind of analysing how far any particular item can be actually said to represent a rule of international law, or in which terms, subject to what qualifications, etc. etc.8
Of course, other concerns also operated: for the FCO's economic relations department it was more bluntly that they opposed the establishment of the NIEO. But there is something interesting about the terms of the legal response
here. It may be possible to dismiss this as simply dressing up state interest (in countering the NIEO) as legal rectitude (concerns about shoddy method). That would be even more compelling if one considers the new international economic law that did emerge out of NIEO contestations: a transnational law of contracts that developed states proposed via identification of general principles of law; while efforts to reform colonial property arrangements by developing states via General Assembly resolutions were discredited as legally untenable.[801] Or, to go back to the earlier example, we might see in the calls for flexibility on continental shelf claims again the dressing-up of certain state interests in more appealing terms.
But it is far more interesting, and a more potent critique, to consider the structures of thought within which such responses arise and take root. What is it that shapes these lawyers' perceptions of what is a necessary application or change of the law, or an undesirable threat to it? And why do these arguments stick, such that proposed alternative regimes - in the case of the deep seabed even regimes adopted as law for a time - are displaced in favour of the law that we do have today?Analyses of international law's epiphenomenality glide over international law's political economy as well as its constitutive power. It is, I think, more valuable to think of the elements of contingency and false contingency that give shape to the law;[802] and with respect to the latter, to pay closer attention to how structural necessity gets reified into doctrinal necessity such that mainstream international lawyers - insisting upon the separation of law from ‘politics' - come to regard particular interests as objective ones. There is particular value to examining the processes of legal drafting, interpretation and systematisation; the sites where struggles for law play out; where actions are qualified as illegal or juris-generative; where interventions become classified as desirable or disruptive - all by international lawyers who are taught to see themselves as acting as agents of the international community, motivated by ‘la conscience juridique' [803] Most of all, these processes reveal the enduring power of liberal capitalist ideology, which underpins the social and intellectual worlds of the international lawyers involved, and which re-inscribes the dynamics of inequality described in this chapter.
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The arguments that I have made in this chapter will I hope suggest both a descriptive and an ironic use of the title phrase. I have sought to show that there has been a sea change in how we imagine the ocean today: divided by zone, medium, and type of resource, both at the shallow ends and in the deep, and entirely legally incorporated. This was not the ocean we had prior to the midtwentieth-century intensification of ocean law-making. On the other hand, there has been no sea change in the type of interests that both the old law and the new privileged. The new law of the sea also echoes the old in continuing to group some uses of the (common areas of the) sea, including fishing, under the label of ‘freedom'. This freedom has a different meaning: it is not the natural and prior freedom asserted by Grotius, but a delimited legal institution, in which rights to access and use the sea are specifically and unevenly distributed, subject to obligations, by particular - and, effectively, generally applicable - resource management regimes. Yet both types of freedom generate similar effects in terms of facilitating the economic activity of a fortunate few. For these actors, the substantive capacity to sail and fish in the seas was supported by a formal right under the old law; the new law meanwhile accords them priority so as to leave their actions relatively unconstrained. But the lack of constraint under the new law is not simply a lingering legacy of the old law - or the old ‘shibboleth', as Hardin asserted. It has emerged via moments of contestation over the ordering of the ocean, and by the retrenchment of more radical proposals for redistributing the benefits of ocean exploitation.
Recognising this is important in view of a third sense in which we might understand ‘sea change' - literally. The sea is changing, in worrying ways. It is overheating, acidifying, overrun with plastic, depleted of fish, and rising. Major summits have been organised to publicise these issues, and law-making efforts are even currently underway to address them. What fails to be mentioned, however, is that all of this takes place within a paradigm in which a further capitalisation of the ‘blue economy' remains the goal, and in which the law is seen as purely a solution to the old shibboleths that produced the tragedy of this great commons. This obviously limits what can and must be achieved: bold new frameworks that privilege ecological protection and redistribution. I have argued in this chapter that we notice that the law itself has consolidated an extractive imaginary of the ocean; and that the forces that perpetuate this imaginary are not just the crude self-interest of states, but a more deep-rooted political economy, which also shapes modes of thought and practice among lawyers as to what it means to be acting for the common benefit.
More on the topic 11.4 THE MAKING OF THIS LAW OF THE SEA:
- Dealing with the Abyss: The Nature and Purpose of the Rhodian Sea-law on Jettison (Lex Rhodia De Iactu, D 14.2) and the Making of Justinian's Digest
- FROM THE FREE SEA TO AN OCEAN OF LAW
- WHO HAS THE FREEDOM OF THE SEA?
- INTERNATIONAL LEGAL CONTEXT-MAKING: DOING THINGS WITH TIME
- 11 Sea Change
- 8.1 MAKING POLITICAL SOCIETY IN AN INTERNATIONAL AGE
- Chapter Five The Making of an Interpersonal System of Constraints on Action
- In his famous 1968 essay, ‘The Tragedy of the Commons', Garrett Hardin chose the sea as an illustrative example.
- Resolving conflicts between English law and European Union law
- Common law, equity, statute law and delegated legislation
- 5.4 IMPLICATIONS FOR DOMESTIC PUBLIC LAW AND INTERNATIONAL LAW
- Law of Nations, World of Empires: The Politics of Law's Conceptual Frames
- Common law and civil law
- This Roman Law of Obligations comprises notes of lectures given at the University of Edinburgh in 1982 by Peter Birks, who was then ProÂfessor of Civil Law in the Scottish capital.
- How European Union law enters English law