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Loans to sons in power

(a) The senatus consultum Macedonianum and its policy The other piece of legislation dealing with specific dangers resulting from moneylending transactions was passed at the time of either Claudius[920] or Vespasian.[921] It was the senatus consultum Macedonianum, named, for once, not after the proposer, but after the person whose scandalous behaviour occasioned it.

We find its words recorded by Ulpian in the following way:

"... placere, ne cui, qui filio familias mutuam pecuniam dedisset, ctiam post mortem parentis ems cuius in potestatc fuisset, actio petitioque darctur, ut scirent, qui pessimo excmplo faenerarent nullius posse filii familias bonum nomen expectata patris morte fieri." [922]

The enactment provided that the lender who has given money to a son in power should have no action to reclaim his money, even after the death of the latter's father.[923] It was the legislatorial reaction to an incident which has been described by Theophilus:

"There lived at Rome a person called Macedo. When still under patria potestas, he borrowed money from somebody, hoping that after his father's death he would be able to repay the debt. As time dragged on, the creditor pressed him hard, demanding his debt. Macedo had nothing wherewith to pay (how could he, being alieni iuris?); so he killed his father. The matter was brought before the senate: Macedo suffered the penalty tor patricide, and the senatus consul turn called Macedonianum was made."141'

This story has been challenged more than once: Gerhard von Beseler, the chief interpolation-hunter, has denounced it as a silly Byzantine legend.146 Theophilus' account has, however, been vindicated most elegantly and convincingly by David Daube,147 who answered the question "Did Macedo murder his father?" in the affirmative: "It is to be feared that he did." In fact, Theophilus1 paraphrase provides us with the background against which we can appreciate the true intention of the senatus consultum.

The most important point is that it barred the lender's claim after the father's death/4* During his lifetime, of course, no judgment rendered against the son on account of the obligation he had incurred, was enforceable; any attempt to carry out the execution would have interfered with the patria potestas. If, therefore, before the senatus consultum had been enacted, a capitalist had lent money to a son in power, it was inevitable that the parties to such a loan

"should often look forward to the father's death as a welcome event: it was the father who stood between the filiusfamilias and his inheritance and freedom, and between the moneylender and an unhampered prosecution ot his claim".14"

This is exactly the situation in which Macedo found himself. Unfortunately, his father proved long-lived. Having already committed a number of more minor illegalities15'' (such as possibly embezzling the family's jewels), and thus being conspicuously susceptible to blackmail, Macedo did not seem to have seen any other way ot coping with the demands of his troublesome creditor than to bring his father's life to a premature end. The aim of the senatus consultum, under these circumstances, was to make loans to sons in power as unattractive as possible: which moneylender would still be prepared to make a loan which the law could never assist him to recover? Secondly, even if a moneylender still took the risk, the provisions of the senatus consultum removed any interest the moneylender might have had in the murder of his debtor's father. This crime would no longer improve his position ; neither before nor after the father's death did he have an enforceable claim.131 The intention of the senatus consultum was therefore not to protect improvident and thoughtless young men from the dangers of leading a sumptuous life on credit: it applied to grey-haired senators [924] [925] and consuls, as long as they were alicni iuris,152 but it did not apply to effervescent teenagers, as long as they were sui iuris.

Its application was confined to filiifamihas, that is, to cases where the temptation to eliminate the father could have existed.153 In enacting the senatus consultuin Macedonianum, the Roman Senate seems therefore to have had m mind the protection of the paterfamilias against the attacks of desperate sons following Macedo's fearful example. The legislation was intended to avert patricide, which is most likely where a depraved filiusfamilias acts under the guidance ot a moneylender.154 The latter was seen to be the principal culprit behind all these sinister machinations,155 and the main thrust ot the senatus consultum was therefore directed at eradicating the villainous character of an usurer inciting his debtor to take these desperate steps.

(b) The application of the senatus consultum by the Roman jurists

It was with this intention in mind that the senatus consultum Macedonianum was applied. As in the case of the senatus consultum Vellaeanuin, we find the Roman lawyers adopting a purposive or teleological approach in establishing the scope and rational limitations of the enactment.156 T bus, for instance, we read:

"... si quidem aus causa exceptio datur cum quo agitur, solutum repetere potest, ut acadit in senatus consulte» do intcrccssionibus: ubi vero in odium eius cui debctur exceptio datur, perperam solutum non rcpctitur, vcluti si hliustamilias contra Macedonianum mutuain pccuniam acceperit et patertamilias tactus solvent, non

Unlike the exceptio senatus consult! Vellaeani, the defence under the senatus consultum Macedonianum was not granted m the interest of the person who had incurred the obligation (the defendant, i.e. the woman and the son in power respectively); its function was to thwart the creditor.15[926] [927] Thus, a son in power who accidentally paid back the loan after having become sui iuris was not allowed to recover the money.159 Normally a person to whom a perpetual (as opposed to a merely temporary, dilatory) exceptio is available may reclaim what has been paid in error."1"

Of course, a fortiori, deliberate ratification of the debt, once the son had ceased to be alieni iuris, was permissible too.

Thus, the former son in power, now paterfamilias in his own right, could no longer plead the exceptio senatus consult! Macedonian! once he had actually started to pay back the loan16'—the transaction had now become fully effective. Furthermore, the paterfamilias did not deserve any protection where the son had incurred the obligation from the mutuum with his consent, or where he (the paterfamilias) had subsequently ratified the transaction.162 Repayment of part of the loan by the paterfamilias, again, was taken to imply such ratification; the paterfamilias was therefore barred from relying on the protection afforded by the senatus consultum Macedonianum under these circumstances.'"3 There were other cases in which it could be presumed that the son m power, m taking up the loan, did not do so in order to embark on a life of reckless intemperance, but acted in accordance with the wishes and intentions of his father: for instance, it the money was needed for study purposes by a student who had to maintain himself at an overseas university; or if it was used to cover reasonable expenses which the father ordinarily paid.164 The same applied if the money was used for the benefit ot his father's property.'6a Entirely logical, too, was the solution adopted where the status of the borrower had changed after he had promised repayment of the money, but before it had actually been paid out to him. If the final, decisive act of lending was made to a paterfamilias, the senatus consultum did not apply, even though the receiver had previously been alieni iuris.166 Conversely, if a person sui iuris had made the promise, but had received the money at a time when he had, by way of adrogatio, become alieni iuris, the exceptio was applicable.'"7 This differentiation is explicable on the basis that the senatus consultum was intended to prevent crimes such as the one

'""Marc. P. 12, 6. 40 pr.: "Qui exceptionem perpetuam habet, soluium per erroreni repetere potest." Cf.

§ 813 I I3Cii3: "What was done with the object of fulfilling an obligation may be demanded back even if there was a defense to the claim whereby the enforcement ot the claim was permanently barred."

1M Ulp. D. 14, 6, 7, 16: "Si paterfamilias tactus solvent partem debiti, cessabit senatus consultum nee solutum repetere potest."

"12 C. 4. 28, 7 (lust.). What if the father had agreed to the transaction, but the grandfather was still alive? This was the problem in lui. I). 14. 6, 14: "Fihum habeo et ex eo nepotem: nepoti meo credit uni est iussu patris eins: quaesitum est, an contra senatus consultum fieret, dixi, etumsi verbis senatus consulti hlii continerentur, tarnen et in persona nepotis idem servari debere: iussum auteni huius patris non etticere, quo minub contra senatus consultum creditum existimaretur, cum ipse in ea causa esset, ut pecuniam mutuam invito patre suo accipere non possit."

'™ Ulp. P. 14.6.7, 15. M

Ulp. P. 14. 6. 7, 13. "5

Ulp. P. 14. 6, 7. 12. M>

Ulp. D. 14, 6, 3. 4.

Scacv. II. 14, 6, 6.

committed by Macedo, not on the assumption that it was primarily aimed at the protection of irresponsible youth.

Was the senatus consultum Macedonianum, in accordance with its wording, applied only to loans of money or was it extended, by way of interpretation, to other transactions? Did it cover the filiusfamilias breakfasting every morning on nightingales bought on credit?'"* "Is autem solus senatus consultum offendit, qui mutuam pecuniam fiho familias dedit, non qui alias contraxit, puta vendidit locavit.""1" The rationale is set out by Daube:17'1

"A rihus tamihas was tree to squander all his prospective wealth, and more— provided he obtained the credit trom ordinary business men, in an honest manner. He might even stand surety tor a prodigal friend:1"1 that was not a dirty, underhand arrangement.... What: the senate was out to prevent or at any rate render harmless was the pure money loan from an usurer. It was this transaction which so easily led to crime.'"17'

On the other hand, of course, the parties could not be allowed to sidestep the provisions of the senatus consultum by simply disguising the loan. If a contract of sale had been entered into between the moneylender and the son in power, though the purpose of the transaction really was to effect a loan, the senatus consultum was held to apply.[928] [929] [930] [931]

Even though the senatus consultum Macedonianum was closely linked to the entire system of patria potestas, it survived in Germany until the end of the 19th century.[932] [933] In Roman-Dutch law, on the other hand, its application was restricted to persons under the age of 25.171

2.

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Source: Zimmermann R.. The Law of Obligations. Roman Foundations of the Civilian Tradition. Juta & Co, Ltd,1992. — 1241 p.. 1992

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