<<
>>

2. Interpreting Statutes

Another consequence of the then prevailing attitude was the rise of literalism in the theory of statutory interpreta­tion.423 This literalism stood in marked contrast to the liberal and flexible approach—prevailing until far into the eighteenth century[549]—that had been characterized by an interplay of individual legal maxims (regulae iuris)[550] that aimed at 'grasping the force and tendency of a statute rather than sticking to its words'[551] and that was based, ultimately, on aequitas and publica utilitas.[552] The very same two phases can be found in the history of statutory inter­pretation in England.

The period from the Middle Ages until the first third of the nineteenth century may be described as the age of equitable interpretation.430 The courts availed themselves of a wide range of legal maxims, they aimed at finding 'the internal sense' of the law, and they were guided by the 'equity of the statute' that could prevail even against its words. This was the civilian approach. Cessante rottone legis cessai lex ipsa; odiosa sunt restringendo; siimmum ius stimma iniuria; tit res magis valent quam pereat; optimus legum interpres consuetudo; exempla illus­travi non restringa nt legem; tai is interpretai io in ambiguis semper fienda est, ut evitetur inconveniens et absurduni; expres- sio unius est excl usto al ter ins: all these and many other maxims were taken from the civilian literature.431 Statata sunt stride interpretando (or: sunt stridi iuris) was applied in England to statutes derogating the common law as it was applied in medieval Italy or early modern Germany to statutes contrary to the ius commune.432 The metaphors of the body and the soul, or the shell and the kernel, used by Edmund Plowden to describe the relation­ship between the letter of the law and its sense and reason433 had been exploited again and again in conti­nental legal literature since the days of the Decretum

43n Baker (n.

389) 239 if.; Baade (n. 426) 65 if.; Pierre Andre Còlè, 'L'Interpola­tion de la loi en droil civil et en droit statatali?: Communaute de langue cl differences d'accents', (1997) 31 Themis 45 ff.; and see now, for all details, Voge- nauer (n. 425) ch. 5, D. 1. I.

431 For references, see Baade (n. 426) 65 ff.; Vogenauer (n. 425) ch. 5, E. IV. 2.

432 See Zwalve (n. 126) 447 ff.; Reinhard Zimmermann, 'Statata Sunt Stride Interpretanda? Statutes and the Common Law: A Continental Perspective', (1997) 56 Cambridge Law Jotimal 315 ff. with further references.

433 See Ej/stoit v. Slmili (1574) 2 Plowd 459, at 465 (CP): 'it is not the words of the law, but the internal sense of it that makes the law, and our law (like all others) consist of two parts, viz. of body and soul, the letter of the law is the body of the law, and the sense and reason of the law is the soul of the law, quia ratio legis est anima legis. And the law may be resembled to a nut. which has a shell and a kernel within, the letter of the law represents the shell, and the sense is the kernel, and as you will be no better for the nut if you make use only of the shell, so you will receive no bene­fit by the law, if you rely only upon the letter, and as the fruit and profit of the nut lies in the kernel, and not in tlie shell, so the fruit and profit of the law consists in the sense more than in the letter. And it often happens that when you know the letter, you know not the sense, for sometimes the sense is more confined and contracted than the letter, and sometimes it is more large and extensive.' Gratiani.434 The 'equity of the statute' derives from the medieval notion of aequitas which, in turn, was ultimately based on Aristotle's Nicomachean Ethics.435 Blackstone in his Commentaries436 presents a summary of the chapter on the interpretation of statutes in a contemporary translation of Pufendorf's De Jure Naturae et Gentium43' Even civilian doctrines like the distinction between interpretatio extensiva, restrictiva, and declarativa were received in England.438 Thus, it is no exaggeration to state that, as far as statutory interpretation is concerned, England was for many centuries a province of the ius commune.439

As in Germany, though about fifty years later, the age of equitable interpretation was followed by an era of strict literalism,440 in which judges saw themselves as 'philolo­gists of the highest order'[553] and preferred to be 'accused of a narrow prejudice for the letter of the law, than set up or sanction vague claims to discard it in favour of some higher interpretation' [554] It was mirrored by the rise of the doctrine of stare decisis and rooted in the same ideological soil.

Today, however, the courts in England have turned over a new leaf.[555] In spite of what many continental observers still believe, there has been, since about the middle of this century, a move away from the purely literal towards a purposive construction of statutory provisions: 'The courts now adopt a purposive approach which seeks to give effect to the true purpose of legislation and are prepared to look [556] [557] [558] [559] at much extraneous material that bears upon the back­ground against which the legislation was enacted.'444 At the same time, the doctrine of stare decisis has been relaxed.445 If we keep in mind the great and general sensitivity towards case law and its problems displayed today in Germany446 as well as the methodological shift away from a literalist approach to statute interpretation that occurred in Germany around the turn of the century, we see a remark­able rapprochement of thinking patterns: a rapprochement, however, which merely re-establishes an intellectual unity based on a common legal tradition.447 441 * * [560] [561] [562] [563]

<< | >>
Source: Zimmermann R.. Roman law, Contemporary law, European law. Oxford University Press,2004. — 113 p.. 2004

More on the topic 2. Interpreting Statutes:

  1. Interpreting the question
  2. Chapter Seven Insider Interpreting
  3. Finding statutes
  4. Other important statutes
  5. Citing statutes
  6. Statutes
  7. 1. STATUTES
  8. Reading statutes
  9. 8 Reading Law Reports and Statutes
  10. Table of legislation, statutes and international conventions
  11. B. THE LAW OF THE TWELVE TABLES