<<
>>

The Late Middle Ages

2.1 Gratian and the Glossators

From the eleventh century onwards, the concept of ius gentium was increas­ingly used in documents stemming from practice, in relation to a wide range of issues such as ambassadorial immunity, the punishment of rebels, the privi­leges of merchants and keeping faith, with the result that an appraisal of its exact meaning at that time is problematic^ However, during the twelfth cen­tury a theoretical discussion began, based on the texts anlysed in the previous section.

Isidore’s definition of ius gentium was incorporated by Gratian into the Decretum (c. 1140) and thereby became as authoritative and widespread in me­dieval legal scholarship as the definitions included in the Roman law compila­tions. The content of the first two distinctiones of the Decretum is entirely taken from chapters 2-17 of the de legibus section of the Etymologiae, to which Gra­tian simply added some commentaries of his own (dicta). The concept of ius naturale in particular has given rise to debate among scholars of natural law[528] This is largely because it is defined twice in the compilation and in two differ­ent ways: in the dictum introductory to the first distinctio, Gratian states that �natural law is what is contained in the Law [i.e. the law of Moses] and the Gospel’ and mentions the Golden Rule of Matthew 7:12 (�Whatever you want men to do to you, do so to them’), thus equating natural law with divine law[529] Rudolf Weigand has shown that this definition occurs three other times in the Decretum, and seems to be implicit in a fourth passage, probably reflecting a special importance attributed to it by Gratian.[530] The second definition of ius naturale is found in canon 7 of the first distinctio, which, drawing on Isidore, describes it as a law common to all nations and grounded in natural instinct.
On the other hand, the definitions of ius civile and ius gentium are simply taken from Isidore, without any further explanation by Gratian?[531]

Faced with the variety of definitions in their sources, the glossators very soon felt the need to clarify the notion of ius gentium and to situate it in rela­tion to ius naturale. Their efforts in this direction are central to late medieval scholarly elaboration on the two notions. Initially, civil and canon lawyers, who dealt with different sources, developed somewhat different approaches. For instance, early decretists like Rufinus (whose Summa was completed around 1164) understood ius naturale as specifically pertaining to human be­ings and discarded Ulpian's definition, which extended its scope to all ani- mals.4[532] Later on, however, the view expressed by Ulpian was adopted by theo­logians like Thomas Aquinas and Giles of Rome, and so the two branches of law - in this domain as in others - developed in tandem.[533] [534]

Gaius' definition of ius gentium, in which the role of naturalis ratio was stressed, led jurists to acknowledge the existence of close ties between ius nat­urale and ius gentium, which in many cases seemed to blend into each other?1 From the beginning, the solution elaborated to avoid confusion was a typo­logical definition of the two concepts, which listed their different meanings. Several glosses on Inst. 1.2.1 published by Weigand distinguish between a ius gentium created by nature simultaneously with mankind, and another, sub­sequently created by men: �one ius gentium is born together with mankind, another after it, one is in accordance with nature, another is against it’.[535] [536] [537] [538] [539] [540] On the other hand, the civilian Rogerius (d. post 1162) and the canonist Stephen of Tournai (1128-1203) were among the first jurists to set forth the various mean­ings of ius naturale.

In his Quaestiones super Institutis, Rogerius listed three of these meanings, namely the law that nature has taught to all animals (in Ulpian’s sense); the law that is proper to mankind and corresponds to ius gen­tium, whose precepts include worshipping God and keeping one’s promises; and finally the �ius aequissimus’ or equity, in which sense ius civile may also be considered as ius naturale (for instance, when it protects minors from in­jury caused by error or fraud).53 As for Stephen of Tournai, in his Summa on Gratian’s Decretum, he first provided two definitions of ius naturale which are very close to the first two cited by Rogerius, then he identified it with divine law (which includes the law of Moses, the teachings of the prophets and the New Testament) and then to the law that encompasses ius humanum, ius divi­num and ius naturale (common to all animals), before finally concluding with the principle, appropriate for all mankind, that good is to be done and evil is to be avoided.54 Even the notion of natura itself was dissected by Johannes Bassianus in his Lectura Institutionum, where he distinguished between nature as natural instinct common to all animals, and nature as natural reason proper to mankind, before referring to Stephen of Tournai for further discussion of the meanings of natural law.55

There were also some institutions in relation to which ius naturale and ius gentium were understood to be totally opposed to each other: slavery (servitus) and ownership (dominium) in particular^6 Among the possible solutions to this conflict, jurists developed an idea of the historical development of human juridical relations subsequent to the creation of mankind (an idea already sug­gested in the passages by Marcianus and Hermogenian quoted above).57 Deal­ing with Dig. 1.5.4.1, according to which �slavery is an institution of ius gentium whereby, contrary to nature, a person is subjected to the dominion of another’, Irnerius (d.

post 1125) glossed the words contra naturam by referring to the lex posterior rule: as lex posterior, ius gentium could derogate to ius naturale while keeping the harmonious unity of the legal system as a whole.[541] Concerning ownership, Laurentius Hispanus (c. 1180-1248), in his gloss apparatus on the Decretum (1210-18), made comments on the words �through another's field [per agrum alienum]’ by using the concept of ius naturale primaevum to evoke the legal system supposedly in force before the introduction of private owner­ship^[542] This concept in particular, but also others used by previous jurists like Placentinus and Stephen of Tournai,[543] [544] seemed to presuppose the existence of a ius naturale secundarium generated at a certain point in history. Commenta­tors were to take up and develop this reasoning, which laid the foundation, and provided the terminology, for the twofold analysis of both ius naturale and ius gentium carried out in the later centuries.

In a more directly political context, the idea of a historical development of ius gentium was used by Alanus Anglicus to develop an argument in favour of the independence of national kingdoms. In fact, the English canonist drew on the concept of ius gentium and its supposed historical evolution to affirm in a famous gloss that any prince who had no superior possessed as much jurisdic­tion in his kingdom as the emperor in the empire, �for the division of kingdoms that has been introduced nowadays by ius gentium is approved by the pope, although the ancient ius gentium held that there should be one emperor in the world'.61

However, although reference to iusgentium could be made to argue against imperial claims to universal sovereignty, and for the divisio regnorum, nothing suggests that ius gentium was interpreted by the glossators as specifically refer­ring to relations between polities. The primary issue, in their eyes, was to resolve the ambiguities and contradictions in their sources through classifica­tions and conceptual distinction.[545] In their close reading of the legal texts, they followed the teaching of Ulpian and Gaius, and understood both ius naturale and ius gentium as universal law, or �ius commune’.[546] Such an approach was very clearly expressed by Accursius in his Ordinary Gloss (1230s-1240s), where the term ius commune is explained by reference to these two concepts^[547] As a matter of fact, in Italian legal scholarship the ius commune only came to be widely identified with the ius civile Romanorum (understood as the common law of the empire) in the fourteenth century[548] [549]

2.2 Thomas Aquinas and Giles of Rome

During the thirteenth century, theologians too started pondering on ius gen­tium.

Thomas Aquinas (1225-74) first introduced the concept in his commen­tary on Aristotle’s Ethica Nicomachea (1271-2). While discussing the Aristote­lian notion of natural justice (dikaion physicon, iustum naturale), he pointed out that �jurists’ had discriminated between ius naturale, common to all ani­mals, and ius gentium, proper to man as a �rational animal. and, as examples of institutions pertaining to the latter, he mentioned the principle of pacta sunt servanda and the inviolability of ambassadors.66

Aquinas put forward a more in-depth analysis in two sections of the Sum­ma theologiae (1265/8-73), where he adopted two different, although related, perspectives.[550] [551] [552] [553] In the treatise on law, he considered whether ius gentium be­longs to natural or human law. In describing it as human and positive law, com­mon to all mankind, Aquinas explicitly referred to Isidore of Seville. Then, by making the claim that ius gentium, despite its character as human law, still differs from ius civile because of their different relation to natural law, Aquinas distanced himself from Isidore: while the former derives from natural law, �as conclusions from premises', he wrote, the latter does so �by way of particular determination', implying the existence of a looser connection between ius civ­ile and ius naturale. This accounted for the universal validity of ius gentium, as opposed to the variability of ius civile.6s

The perspective changes in the treatise on justice and right, where Aquinas mulls over the distinction between ius gentium and ius naturale. Whereas be­fore he saw lex naturalis as �nothing else than the participation of a rational creature in the eternal law',69 and thus both ius gentium and ius civile derived from natural law through human intervention (by either deduction or deter­mination), Aquinas' point of departure is now ius naturale™ For him, ius natu­rale is �that which by its very nature is adjusted to or commensurate with an­other person'.

This commensuration may happen in two different ways: �first, according as it is considered absolutely', that is without any need for rational mediation. In this sense, exemplified by the union of the sexes and the pro­creation of offspring, ius naturale is common to all animals, as stated by Ulpi- an. Secondly, �a thing is naturally commensurate with another person, not ac­cording as it is considered absolutely, but according to something resultant from it', that is through the mediation of reason. In this sense, exemplified by ownership, ius naturale is proper to mankind and corresponds to ius gentium as defined by Gaius.[554] [555] [556] [557] Aquinas thus succeeded in combining the traditional sources fairly coherently, and one may wonder to what extent the mediation of reason required in the treatise on justice and right corresponds with the con­clusions that, in the treatise on law, need to be drawn from natural law in order to ascertain its contents?2 Nevertheless, despite this great attempt at systema­tisation, the fundamental ambiguities inherent to ius gentium remain?3

In his treatise De regimine principum (1277-80), Giles of Rome too discussed ius gentium and its relation to ius naturale. After elaborating on ius naturale and ius civile, Giles points out that �jurists' had also come to refer to another concept, that of ius gentium. He draws on Justinian's Institutiones to distin­guish ius naturale, which is common to all animals, from ius gentium, which is part of ius naturale and specifically pertains to man. In his view, however, this notion of ius naturale is still too narrow, so he develops his analysis by intro­ducing another category, that of ius animalium. Indeed, ius naturale, as he un­derstands it, is a threefold concept, which can be broken down according to the kind of �inclination' considered. It may be common only to mankind, as exemplified by the inclination to live in society, in which case it is properly called ius gentium. It may be common to all animals, as exemplified by the in­clination to procreate, and in this case it is properly called ius animalium. But in its broadest sense, ius naturale is common to all things (�omnia entia') and consists of their desire to preserve their own being?4

2.3 The Commentators

The observations of the glossators of the twelfth and early thirteenth centu­ries were collected, selected, and consolidated in the Magna Glossa compiled by Accursius in the 1230s and 1240s. Although numerous, they are scattered and little developed. From the mid-thirteenth century onwards, jurists, freeing themselves from the teaching methods that had been exclusively based on the direct reading of legal texts, adopted a renewed approach based on a greater use of dialectical legal reasoning (especially oppositiones and quaestiones).[558] [559] [560] [561] This new approach had two consequences for the study of ius gentium. First, jurists started to elaborate on the various institutions listed in the passages of Ulpian, Hermogenian, Gaius, and Marcianus, carrying out more in-depth analyses than were possible in short and fragmentary glosses?6 An early ex­ample of this is Jacques de Revigny’s repetitio on lex Ex hoc iure (Dig. 1.1.5), in which private ownership, dominium utile, war, slavery, obligations and several contracts are investigated^ Other commentaries can be found dealing with these and other institutions, like marriage, dowry, filiation and self-defense?8 The institution of government itself and its attendant instruments were even considered in the frame of ius gentium. Noteworthy in this respect is the rising speculation, caused in part by the lex Omnes populi (Dig. 1.1.9), over the power of different peoples to legislate and thus to create their own bodies of law. Bal- dus de Ubaldis was in fact commenting on this lex and the �foundations of king­doms’ mentioned in Dig. 1.1.5 when, in the second half of the fourteenth cen­tury, he legitimated the existence of autonomous city-republics and kingdoms, turning ius gentium - to quote Joseph Canning - into �the juristic expression of the this-worldly dimension of human government and society’.[562] The idea of an historical development of ius gentium was also taken up by several jurists in their endeavour to explain legal changes occurred over time, sometimes with regard to international law institutions. For instance, arguing against the occupation of land and the prescription of fines publici, Henricus de Segusio (Hostiensis, c. 1200-71) wrote that, although at the beginning of the world such occupations were certainly licit under ius gentium, and although they were possibly still licit with regard to the land of infidels, in his days among Chris­tians everybody had to be satisfied with their own boundaries, since it was ut­terly impious and unjust that someone should occupy the territory of others.[563] Some decades later, discussing the law of captivity and postliminium, Bartolus de Sassoferrato (1313-57) maintained that �under the ius gentium introduced by old usages’ the rights to appropriate captured goods, or enslave prisoners, ought to apply between cities that recognised no superior (Florence and Pisa, in his example); nevertheless, he went on to say that �in accordance with the usages of modern times, and of a custom long observed among Christians’, the law of captivity and postliminium was no longer observed with regard to per­sons, but only with regard to goods[564]

The second consequence of the new approach to the study of legal sources was a development of the conceptual analysis of ius naturale and ius gentium already outlined by the glossators. Towards the end of the thirteenth century, the French jurist Pierre de Belleperche dwelt at length on these two concepts in his Lectura Institutionum. He first distinguished ius naturale primaevum, common to all animals in Ulpian’s sense, from ius gentium defined as the �ius naturale that pertains to men’.[565] [566] [567] [568] This was by now a common view, expressed by Revigny, or by his pupil Raoul d’Harcourt (Belleperche’s teacher), in the Lectu­ra Institutionum published under the name of Bartolus de Sassoferrato,83 and taken up by Belleperche himself in a repetitio on Dig. 46.1.1.84 jt would also be adopted by Cynus de Pistoia and Albericus de Rosate in their later treatments of obligations ex iure gentium.85 Oldradus de Ponte would also do so in his famous consilium 69 concerning the question as to �whether all kings and princes must de iure be subject to the emperor’.[569] In the course of his discus­sion, Belleperche then drew another distinction between two kinds of ius gen­tium, which, although he did not label them as primaevum and secundarium, roughly correspond to the notions that would subsequently be known by these terms. In fact, he defined ius gentium as the law that was created simultane­ously with mankind, and the use of which is based on natural instinct; but, he added, ius gentium is also the law that men established among themselves, driven by necessity, and that - unlike ius civile - they all observe, whether Jew­ish, Greek or pagan[570] [571] This allowed him to conjoin the two definitions of ius gentium found in Justinian’s Institutiones, and to connect them with the con­cept of ius naturale.

The distinction between two iura gentium was taken up again in the first half of the fourteenth century by Bartolus de Sassoferrato. In his comment on lex Ex hoc iure (Dig. 1.1.5), Bartolus first cited the distinction between ius natu­rale primaevum, common to all animals, and the ius naturale �that may be called [ius] gentium, and proceeds from natural reason'.88 Then, while dealing with the legal status of slaves, Bartolus went on to note that the concept of ius gentium �consists of two parts, one that proceeds from natural reason, as keep­ing one’s promises [...], another that proceeds from the custom of the various gentes’. If lacking legal status under the latter part, slaves could undertake legal obligations under the former, in this formulation.[572] [573] This was reiterated later in the comment on Dig. 12.6.64, again with regard to the legal status of slaves, where Bartolus evoked the notion of a historical development by specifying that ius gentium primaevum (as he called it here) was created along with the gentes by natural reason, whereas the other ius gentium was introduced later by the gentes themselves, and �sometimes against [natural reason],.9°

The terminology in which this doctrine was eventually expressed appears to have been established by Baldus de Ubaldis (1327-1400), Bartolus' outstanding pupil. In a short passage of his comment on lex Manumissiones (Dig. 1.1.4), he considered the vexed question of whether the manumission of a slave was the revelation and releasing of primordial and natural freedom (which ius gentium had only obscured), or a true gift of freedom (since under iusgentium primordi­al and natural freedom had totally disappeared)[574] [575] Baldus argued for the latter option, maintaining that �primum ius gentium has been completely overturned by secundum ius gentium’?2 The old opposition between ius naturale and ius gentium - which Baldus himself had previously adopted in his commentary on Cod. 6.1.1, in which he spoke of a liu[s] natural[e] primae intentionis’ and a �iu[s] natural[e] secundae intentionis, idest [...] iu[s] gentium’[576] - was thus moved onto different grounds, those of primum and secundum ius gentium. In the same vein, Baldus began his comment on lex Ex hoc iure (Dig. 1.1.5) by say­ing that �haec lex tractat de secundis inventionibus iuris gentium’, thereby put­ting all the institutions listed by Hermogenian in the category of secundum ius gentium.[577] [578]

The way was now paved for the systematisation of the conceptual relations between ius naturale and ius gentium, and for a tentative taxonomy of the vari­ous institutions they encompassed. Another step in this direction was made by Paulus de Castro, a pupil of Baldus'. Firstly, Paulus seems to have presupposed the scheme set forth by Bartolus and Baldus, based on the distinction between ius naturale primaevum and secundarium, and the identification of the latter to ius gentium primaevum. 95 Secondly, Paulus emphasised the notion of historical development by clarifying that ius gentium primaevum had been created si­multaneously with mankind, whereas ius gentium secundarium had been es­tablished subsequently by men themselves.[579] Thirdly, he proposed a partial reordering of the natural law institutions listed by Isidore de Seville in the canon Ius naturale of the Decretum, assigning them to either ius naturale or ius gentium according to the time of their introduction (either the creation of men or later, respectively)[580] Lastly, he distributed the ius gentium institutions into ius gentium primaevum and secundarium based on the same criterion[581] [582]

Despite some ambiguity, this doctrine, and the categorisation upon which it rested, succeeded in bringing some order to the various passages of the le­gal sources to which they referred.99 Other explanations would be proposed in the following century,[583] but the doctrine of the commentators reflected a general analytical framework which exercised a long-lasting influence on late- medieval legal scholarship. It went onto be taken up by Fernando Vazquez de Menchaca (1512-69) in his Controverses illustres and by the young Hugo Grotius (1583-1645) in his De iure praedae, to offer only a few notable and subsequently influential examples.[584] [585] [586] Nevertheless, no facet of ius gentium specifically des­ignated the domain of relations between polities. True it was that the inclu­sion of certain institutions pertaining to foreign relations, starting with war, in Hermogenian's and Marcianus' definitions, permitted this kind of application, as did the occasional if unconventional references to ius gentium in arguments for or against the independence of kingdoms.ω2 As an idea, however, the scope was far wider than interpolity law alone.

3

<< | >>
Source: Cavanagh Edward (ed.). Empire and Legal Thought: Ideas and Institutions from Antiquity to Modernity. Brill,2020. — 634 p.. 2020

More on the topic The Late Middle Ages:

  1. The history of Roman law is a classic question of the longue duree.
  2. The vast majority of legal sources record business that was dealt with in �official’ spaces such as town halls, court houses and the chambers of clerks and notaries.
  3. CATHOLICISM AND RACE AS AN ANTINOMY IN THE WEST
  4. Notes on Contributors
  5. Notes
  6. 3.3.2 Local Origins: French Municipal Freedom
  7. THE COURTS AND PROCEDURE
  8. Sources and Literature of the Law from the Liber Extra to the Black Death
  9. Literate culture
  10. Notes