Introduction
The study of the secular history of late-medieval England has flourished in the last fifty years. Once a period relatively neglected by historians, the later fourteenth and the fifteenth centuries have attracted since the Second World War more than their expected share of research interest.
While this floruit is in part explicable by the 'swing of the pendulum', a compensation for the earlier overemphasis on preceding centuries, other factors were quite as influential. One was a technical one. The calendaring of the rolls of chancery, which was nearly complete by the 1920s, provided historians with a research tool whose importance to this day is often underrated. The calendars offered for the later medieval period source material which had great prosopographical value, especially in regard to the gentry and the middling classes of men. In that such men were often office-holders, examination of the calendars fostered the study of administrative history at both the national and local levels.1 In addition, the chancery rolls, particularly the close rolls, provided information about the landholding of the upper classes. This made practical the closer study of noble and gentry families, the study of the latter in turn promoting the study of parliamentary history from a new perspective since from the gentry were drawn the knights of the shire and indeed some of the �burgesses’ who sat in medieval parliaments.2The ready availability of such material was, in time, bound to engage the attention of researchers and draw them to these topics, but the attraction was probably the sooner and greater because of one of the small number of professional historians who pioneered the late-medieval secular field. This was K. B. McFarlane. McFar-lane was blessed with a personality his students found both sympathetic and stimulating.
He had a way of imparting his views on historical problems to them and other historians in a manner and with a mystique which commanded wide admiration. In his writings and even more noticeably in his lectures, he demonstrated an ability to stand back from the scene he was examining so as to address the reader or listener and that person's experience of life directly, in some ways not unlike Maitland had done.3 Above all, it was McFarlane's main topic of enquiry, the English nobility and the world of bastard feudalism in which it lived, and his method of approach that won him renown and a devoted following. It was he indeed who popularized the term �bastard feudalism’ and gave it definition: a late medieval society where the features of feudalism still subsisted, though only superficially, and where the tenurial bond between lord and vassal had been superseded as the primary social tie by the personal contract between master and man. His was a fresh field at a time when the study of constitutional history was approaching the final period of its long and glorious reign. In that kingship and royal power, although not omitted from consideration by McFarlane, were given a lower profile, there was something novel here, as indeed there was in the fact that the object of his investigations was a whole and dominant social class. He was particularly concerned with the basis of the nobles’ power, their land, and he paid especial attention to their financial records. He was in this way in harmony with the rising discipline of economic history, but at the same time his work maintained strong connections with an older school of history because he was involved with what he jokingly termed �disreputable occupations', specifically the study of heraldry, genealogy, and the descents of manors.4McFarlane's writings on bastard feudalism were a compound of economic (financial), family, and political history, with a dash of inheritance and land law added.
It was a blend particularly attractive in that it cut across the rigid time frames and divisions, which were until so recently such an established part of English historiography, and it was made even more enticing by his habit of interpolating perceptive biographical capsules on noblemen or their lines in order to exemplify major trends. The study of the later medieval upper classes and their land, and of the administration (central and local) which was the backdrop to bastard feudalism, was the preferred area of investigation for several whose doctoral studies were supervised by McFarlane, and indeed of some of their own research students an academic generation later.5 The quality of the debate engendered, and the incontrovertible fact that so many aspects of late-medieval English life were intertwined with bastard feudalism, drew in other historians and has produced over the last thirty years a cohesiveness in investigation and a level of academic writing which can be regarded as a particularly creditable episode in English historical scholarship. Significantly, neither the researches of McFarlane and his pupils nor those of the other investigators in the field have given rise to fundamental differences of opinion, although there have been minor disagreements in interpretation where politics and government were concerned.6The investigators are to be the more commended because of the nature of the sources. There survives a fairly wide range of material superficially relevant but only a small amount with any real depth. There is no particular record source, apart from the relatively small amount of contemporary correspondence extant, which can be labelled the quintessence of bastard feudalism. As a result, we have been told a fair amount about the phenomena of bastard feudalism, the families, circles, and affinities of the upper classes, the extent of their property and the nature of their politics, but relatively little about the prime causes of human activity in that milieu and the actual mechanics of behaviour.
There is a need to put together some form of �model’ which demonstrates the interlocking nature and functioning of the component parts of bastard feudalism, the suits, entries into land, maintenance, retainers, patronage, and property settlements; and to find which parts were central, which peripheral, which stimulated the development of which others and in what manner.Perhaps the greatest single lacuna in the corpus of scholarship concerned with bastard feudalism is the legal aspect, although that is not to suggest there has not been some valuable work in that area. McFarlane's own comments on the operation of the criminal law, and on the lawlessness which should have been its target, although few, were very much to the point. He argued that the increased outcry against the lack of public order, which was typical of much of the fourteenth and fifteenth centuries, was caused by a rise of sensitivity among the populace rather than by the malfunctioning of the legal system or any sort of crime wave. He held that from as early as the reign of Edward I private warfare was giving way to seeking satisfaction, albeit with the employment of legal guile, through the courts. He was clearly in disagreement with Maitland, who held that the fifteenth century, �the time of… private wars’, was �at least as lawless as the thirteenth’. There was, as McFarlane saw it, no real threat to public order in the late-medieval period, a position much in accord with his basic tenet of England at that time being a society with few, if any, grievous problems.7
If McFarlane's comments on the topic were perfunctory, so also have been those of other contributors to the debate, and it is important to understand why this should be so and why historians have not benefited from evidence from the rolls and files of the courts which handled criminal cases. The chief reasons are the value and extent of those records. Few of the records of the sessions of the justices of the peace, who handled most of the relevant cases in the first instance, have survived from the medieval period, and very few indeed from the period between the early fifteenth century and the middle of the sixteenth.
Thus we have no way of ascertaining accurately how great was the incidence of the different offences (maintenance, embracery, forcible entry, riot, illegal retaining, and the giving or taking of livery) which were an integral part of bastard feudalism, or at least how many of these misdeeds led to indictments. Such misdemeanours were also tried by periodically appointed commissions of oyer and terminer, and some of their records from the period are still extant. They are of value and have been utilized by a few scholars. However, since most owe their survival to the fact that the cases recorded were moved or were being moved by writ of certiorari into the king's bench so that those indicted (usually gentry and their associates and followers) might in the interim arrange the purchase of pardons, we may doubt if they provide any acceptable indication of the general incidence of offences connected with bastard feudalism, although they do offer valuable insights into feuds, methods of doing justice, and the range of crimes imputed. The list of offences typical of the world of bastard feudalism does not include felonies. Certainly there occurred the occasional (and apparently regretted) homicide, but the upper classes in their land wars did their best to eschew hanging offences like the slaying of men and serious theft, and victims were reluctant to bring charges of felony for what on the face of it appears to have been just that. Thus it appears that the loss of the vast majority of the records of the gaol delivery sessions of the period c. 1420–1560 is no great impediment to the investigation of the subject. The lack of fifteenth-century conciliar records of the judicial variety, on the other hand, is a serious handicap, bearing in mind that council was specifically given authority over riot cases by statute in 1411 and later.The value to the historian of bastard feudalism of the records of the courts which entertained private suits is somewhat greater than those of the criminal courts but not exceptionally so.
They provide us with the basic information about what land or money was at issue and between whom. There is virtually nothing in the records themselves (apart from suits of attaint and error) suggestive of corruption of jurors or witnesses or of other efforts to interfere with the doing of justice, behaviour that was typical of the times. Nor do the suits over entry, disseisin, or riot, as they are recorded in the court rolls, usually tell us such things as the place of the action within a feud or land war (if indeed it was part of such) or what was really behind it. A recent study of a series of Bedfordshire suits in the period c. 1260–1380 has argued that there is little evidence that litigation was preceded by violence or disorderly conduct or that violence was used as an auxiliary to aid litigation: therefore there was little interference with actions over land.8 To this thesis the immediate answer is that should we study the suits of those whose feuding is described in the fifteenth-century correspondence of the Paston family, but only through reading the plea rolls, we would probably come to the same conclusion. When, however, there is contemporary comment available on suits where such an important thing as title to land was at stake, either in letters or (more rarely) in governmental records or chronicle sources, we see quite clearly that few litigants merely handed their cause over to an attorney and went hunting. Rather they spent a great deal of time and money preparing the ground. They did not merely consider the actions and the procedural moves available but sought the good offices of the sheriff, undersheriff, and bailiffs, �laboured’ court officials, justices, clerks, jurors, and witnesses, and had a word in the ear of magnates whose influence was dominant in that region. It was a matter, to use modern terminology, of leaning on those who could make things happen and of calling in one's markers. They might also, if they were not seised there, take possession of the land in dispute as a tactical manoeuvre. Tremendous effort and substantial amounts of cash might be expended on acquiring or defending a few acres of land, the relevant entries in the plea rolls telling us the absolute minimum. What is lacking for our proper understanding of the lawsuits of the late-medieval period and the quarrels which lay behind them is information about what happened out of court, information which only becomes available (and then in very limited amounts) from the second half of the fifteenth century. Mostly it is to be found in correspondence of the gentry, but we are extremely fortunate to have preserved for us a unique autobiographical account of a Lancashire gentleman's long-lasting suit and land war over title to land, which dates from the reigns of Edward IV and Henry VII. As an example of what the land wars were about, especially the mentalities of the contestants, it could hardly be better.9 From around 1500 onwards there survive substantial numbers of bills, answers, replications, rejoinders, and so forth from the suits heard before the king's council, which, where the exaggerations can be gauged and the contradictions resolved, provide valuable insight into the activity behind the suits.The sources from which my conclusions have been drawn are mixed and the material is scattered. As well as in the autobiographical account just mentioned, there is much relating to the law in the correspondence of the Pastons, Plumptons, Stonors, Willoughbys, and other fifteenth- and sixteenth-century families, although the majority of it is not specific but suggested or implied. It has happily been possible to supplement some of the Paston correspondence by examination of relevant files of oyer and terminer commissions of the mid-fifteenth century. Also essential to any investigation of bastard feudalism is an understanding of the land law and the changes it underwent in the period under consideration. Fortuitously, the Year Books (Edward I to 1536) and the law reports and legal collections of the early Tudor period, a large part of whose contents concerns the holding of land, have recently been scrutinized by scholars in some depth for what they can tell us about aspects of the land law. The state of the latter, it must be emphasized, was quite crucial in sustaining many of the elements of bastard feudalism. The statute and parliamentary rolls are a very necessary recourse for the historian working in the area of bastard feudalism. Lawyers were continually seeking ways round the letter of the law, and many possessed their own collections of statutes and had read them thoroughly. A new Act was not just the passing whim of one parliament, not just a token response to a petition and something which would soon be forgotten by contemporaries as some twentieth-century historians would have us believe. Legislation, then as now, was a matter of precision both in regard to the criminal law and to property. Most Acts embodied remedies which were eminently practical and dovetailed in neatly with other statutes and the general tenor of the law in their area. When it became apparent that one line of attack on the many-faceted problem of bastard feudalism was not working, then other legislative approaches were tried. There was little inertia on the part of governments, nor a lack of imagination. Indeed some of the procedural and judicial remedies stipulated were startling in their severity, even if we can appreciate how they were developed from notions and practices already part of the common law. Kings, ministers, and parliaments worked repeatedly, if not persistently, towards the eradication of the evils attendant on bastard feudalism but, because these were an integral part of the very structure of society, progress was necessarily slow.
The criminal law as it affected bastard feudalism was concerned with the duties of law-officers and jurors and how malfeasance could be restricted, which was a difficult proposition given contemporary attitudes to office-holding and contemporary belief in suitor/defendant participation in the legal process. The criminal law was also necessarily concerned with the definition and scope of the misdemeanours in the bastard feudalism orbit (riot, forcible entry, illegal retaining and livery, maintenance, embracery, conspiracy) and the process by which the perpetrators were brought to trial and adjudged. While there is not much difficulty in discovering the history of the scope and definition of these offences, we are handicapped in judging the effectiveness of the different types of criminal procedure by the loss of court records already noted. We do have, however, the writings of a number of Tudor legal commentators, some of which throw light on how the criminal law functioned in the fifteenth century as well as in their own period. Riot and armed entry into land in the bastard feudalism context bring to mind the king's council in the Star Chamber. Forcible entry and riot do indeed figure prominently in Star Chamber records but the cases were private actions: the Star Chamber was not, strictly speaking, a criminal court, that is to say one where accusations/complaints were frequently made for the benefit of the king. We are lucky in that the cases which came before the court over various periods of time during the Tudor period have been analysed in respect of the main matter at issue, although the social and legal significance of the findings have not been examined. I therefore provide some commentary on this issue, and I also address the question of why and how quarrels over land came before the Star Chamber.
If the land law and attitudes towards land are of great importance in the study of bastard feudalism, then especially so are the rules prevailing in regard to entry into land. Maitland drew attention to the custom of the twelfth and thirteenth centuries which allowed a man to expel by his own force or that of his friends someone who had ejected him from his land, provided he did so within four days of being ousted; for in four days the ejector could acquire seisin. The design behind this rule was not that a man should be expected to use force to protect his property but rather the reverse. The intention was to protect possession (seisin), even �untitled’ and �vicious possession’, against ownership. There existed, argued Maitland, �an extremely rigorous prohibition of self-help’ which necessitated a �system of possessory remedies’. These worked well at first but unfortunately �fell to pieces in the course of the fourteenth century’; by the fifteenth century, so he believed, the law allowed more self-help than in the twelfth century and protected possession as against ownership in a mere two particular situations.10 Recently D. W. Sutherland, in his study of the assize of novel disseisin, has argued to good effect conversely that the lawful occasions for the employment of self-help actually diminished rather than increased in the later Middle Ages, and where self-help did occur a gentlemanly standard of behaviour was expected.11 Such conduct as the bearing of arms by entrants or the taking of personal property was forbidden; usually the party ousted was allowed to take away his horse, wardrobe, and cash-box.
Yet contemporary comment suggests that it was illegal entry which was the great exacerbator of disputes over land in the later Middle Ages, and I pay particular attention to that phenomenon. There is also the matter of the best way of approaching the world of bastard feudalism. I have chosen to view the struggles over land, the �gentlemen's wars’ as I think they should be called, from the viewpoint of the contestants rather than to centre investigation on the operations of the courts.12 This pursuit of land-war participants and their strategies necessitates a detour away from the law and its administration in order to study their activities at the fount of influence and patronage, the Court. While much bastard feudalism activity was intended to outmanoeuvre opponents so as to be able to take the maximum advantage of the law, we should not fail to notice the contribution made by political manoeuvre, even if it was usually at the lower rather than at the higher level. Indeed, it is quite possible that one type of court may actually have been intended to provide justice of a political flavour. One final comment is necessary. My observations about the criminal law suggest that so intractable and so enduring were the problems created by bastard feudalism that the government was forced increasingly into developing that law in a direction which was quite distinct from what had obtained before the later fourteenth century. Particularly at risk for a time, in regard to a fairly extensive list of misdemeanours, were the two types of criminal jury. Whether this legal development, ultimately largely abortive, can be construed as a borrowing of foreign judicial procedure and something akin to the sixteenth-century �reception’, which Maitland believed he had detected, seems doubtful, but that there was a novel impulse in the development of the English criminal law for a time seems certain.
I commence this study by examining the nature of judicial administration in the milieu of bastard feudalism particularly in regard to the roles of the sheriff, justices, and jurors. For this it is necessary inter alia to unravel and analyse the significance of the welter of relevant legislation from a period of over two centuries. Only by undertaking this long neglected and somewhat onerous task is it possible to reach a conclusion on whether the evils which have at various times been attributed to bastard feudalism were created, fuelled, or even perhaps kept within reasonable limits by the administrators and the administration of the law; and whether this dark side was, as has sometimes been implied, the result of an ill-conceived, malfunctioning, or corrupt legal system.
More on the topic Introduction:
- Introduction
- This chapter explores two related parts of a brief: the Introduction and the Summary of Argument.
- 1 Introduction
- Introduction
- Introduction
- Introduction
- Introduction to the Topic
- 1 Introduction
- Summary of Contents
- Introduction