List of Treaty constraints identified by stakeholders
Following the presentation of Treaty stakeholders and of their various interests and positions, I will now summarize the challenges and constrains faced by Treaty stakeholders in their implementation of the Treaty.
The list of 17 constraints identified by stakeholders originates from the edited book, where a full analysis can be found (Frison et al., 2011b: 257-280). To provide a rapid and concise summary of the views expressed, the identified constraints have been listed in a simple manner under the table 5.2 below. It is noteworthy to mention that most of these issues have been confirmed as needing solutions in the Treaty review process which began in 2013 at the Fifth Session of the Governing Body. Furthermore, while recognizing that many actions could be taken at the local, national or regional level, the list of actions and their related needs remain at the Governing Body level, as the scope of the present work is limited to the international law level.The above list of constraints is based on the stakeholders’ experience with the implementation of the Treaty. They are very diverse and deal with scientific, technical, legal, political and/or economic aspects of the Treaty implementation. Many constraints cover several of these aspects at the same time. This makes it even harder to tackle them. In an attempt to facilitate the analysis of all the constraints identified, they have been categorized into four types of associated needs: the need for more clarity; the need for review and update; the need for further development; and the need for more coherence and coordination. This classification should help in identifying what type of legal procedures could respond to these needs (i.e. amending the Treaty, adopting agreed interpretations, adopting codes of conducts, etc.). This categorization is not exhaustive but allows to raise the following four questions (Frison et al., 2011b: 268-270).
Is there a need for clarification of Treaty provisions?
Many stakeholders have indicated the need to clarify various Treaty provisions to guide its implementation, in particular, of Article 11.2 and Article 12.3(d).
Table 5.2 List of constraints identified by Treaty stakeholders
| Treaty Part | Specific implementation challenges and constraints identified by stakehelden | bgcolor=white>Needs related to the constraint||||
| Clarification | Fur thee De-eeloppm | Review/ nt Update | Coordination/ loherence | ||
| Part I General Constraints | 1 Policy coherence between the ITPGRFA & other conventions (CBD, TRIPS, UPOV) | X | X | X | |
| 2 Public awareness & capacities at the national level | X | X | X | ||
| 3 Trust between contracting parties | X | X | X | ||
| 4 Clarity of Treaty provisions X (e.g. Articles 6, 9, 11.2 and 12.3(d)) | X | X | |||
| Part II Conservation & | 5 Financial, technical & scientific limits | X | X | ||
| Sustainable Use of PGRFA | 6 Weak implementation of in-situ conservation obligation | X | |||
| Part III Farmers' Rights | 7 Recognition & National implementation | X | X | X | |
| 8 Participation of Farmers' organizations | X | X | |||
| Part IV The | 9 Modification of Annex I list to face new challenges | X | X | ||
| Multilateral System of Access and Benefit-sharing | 10 Limitations in access to PGRFA | X | X | X | |
| 11 Notification of PGRFA Inclusion in MLS | X | X | |||
| 12 Limited realization of benefit-sharing | X | X | X | ||
| 13 Limited realization of nonmonetary benefit-sharing | X | X | |||
| Part V Supporting Components | 14 Limited implementation of the GPA | X | X | X | |
| 15 Little use of existing formal & informal networks | X | X | |||
| 16 Limited implementation of the GLIS | X | X | |||
| Part VI Financial Provisions | 17 Limited and unpredictable funding | X | X | X | |
A clear example of ambiguity concerns the scope of the following expression ‘PGRFA [...] that are under the management and control of the contracting parties and in the public domain’ (Article 11.2). The need to provide guidance in the interpretation of this and other ambiguities related to the MLS has led to the establishment by the Governing Body of an Ad Hoc Technical Advisory Committee.
It aims to provide inter alia some guidance regarding the identification of plant genetic resources for food and agriculture under the control and management of contracting parties and in the public domain (IT/ AC-SMTA-MLS1/10/4; see also Chapter 4 above). Another example relates to Article 12.3(d), where different interpretations can be given to the terms ‘parts and components’ and ‘in the form received’ and therefore to the definition of the material that can be protected by IPRs or not.Is there a need for further development of Treaty mechanisms and strategies?
Stakeholders have pleaded for rapid action by the Governing Body to develop further mechanisms and strategies in various aspects. A major example concerns the non-monetary benefit-sharing obligations (Article 13.2(a), (b) and (c)), which is poorly implemented according to many authors. A second example relates to the need to further develop financial mechanisms helping countries to implement the GPA priority activities, and especially the priorities that are not directly covered by funds already established (the GCDT or the Benefit-sharing Fund). Indeed, many priorities of the GPA do not foresee an appropriate and specific financing mechanism to implement them yet. This could perhaps be done by taking advantage of the experience of other existing fundraising mechanisms and funding organizations active in the agricultural sector (such as the Global Environmental Facility (GEF), the United Nations Development Programme (UNDP) or the International Fund for Agricultural Development (IFAD)). A third example where further development is needed relates to the Global Information System. At the last Governing Body meeting, progress was made on this question (see Chapter 4 above).
Is there a need for review or update of Treaty mechanisms and strategies?
The text of the Treaty and its implementation mechanisms and strategies request, in certain cases, such review and update processes. Several examples can be mentioned, such as the review by the Governing Body of the levels of payment in the SMTA (Article 13.2(d)(ii)); or the periodic establishment of a funding target (Article 18.3).
Another example concerns Article 17.3 of the Treaty, which requires contracting parties to collaborate with the CGRFA to periodically reassess the state of the World’s plant genetic resources for food and agriculture in order to update the GPA. A last example is constituted by the priorities set for the Benefit-sharing Fund, where Annex 1 of the Funding Strategy sets out eligibility, selection criteria and additional requirements that can be updated regularly by the Governing Body. In addition, the editors further consider the possibility to modify and review Treaty mechanisms and strategies in reaction to external circumstances, which were not foreseen at the moment of the Treaty negotiations and which may have a substantial impact on its implementation. A good example would be the updating of Annex I list as a consequence of external factors. Indeed, the list of crops and forages was negotiated according to the double criteria of interdependency and food security, which are currently being affected by climate change and technological developments.Is there a need for a stronger coordination and coherence
to facilitate the Treaty implementation?
Many stakeholders have stressed the limited coordination and coherence at three levels, resulting sometimes in numerous competing and/or conflicting international obligations: (1) between governing bodies and secretariats of international institutions; (2) between national representatives attending different but related international fora such as the WTO, the CBD and the ITPGRFA; and (3) between different sectors and people at the national level responsible for the implementation of these different international obligations. (1) At the secretariat and governing body level, periodic meetings between Secretaries and joint meetings between Governing Bodies of different international organizations could be two options leading to the development of common programmes and activities, mitigating the limited coordination and coherence problems. At GB 5 and 6, such impulse to collaborate further with the CBD, UPOV and WIPO has been provided by the Governing Body and the Treaty secretariat. An example of inter-sectorial cooperation in the negotiating process is provided by the mutual recognition and support between the Treaty and the Nagoya Protocol on Access and Benefit-Sharing. The Protocol expressly refers to the Treaty as a complementary instrument of the international ABS regime (CBD, COP Decision X/1: §§ 6 and 11 of the preamble). (2) At the national delegation level, common preparatory meetings and inter-sectorial composition of delegations could be envisaged to prepare for international meetings. (3) At the national level, coordination by national inter-sectorial committees could contribute to improve coherence and coordination when implementing international obligations at the national level.
More on the topic List of Treaty constraints identified by stakeholders:
- A description of Treaty stakeholders
- Treaty governance and stakeholders’ participation
- Chapter Five The Making of an Interpersonal System of Constraints on Action
- Chapter II. The Stakeholders in Farm Policy
- Legal rules and procedures supporting compliance with the Treaty
- Scope of the Treaty
- From the Treaty of Maastricht to the European Charter of Fundamental Rights
- The commons and the International Treaty on Plant Genetic Resources for Food and Agriculture
- Sustainable agriculture and food security as Treaty overall goals
- A stakeholder’s analysis of the Treaty