Favoritism in the rulings of the judge
Rome's legal system entrusted disputes to the judgment of men, none of whom had any specialized training to ensure the impartial application of the law to all who approached his court.
This layman's approach to justice meant that diverse forms of favoritism could influence a judge's rulings. For instance, connections based on friendships, even those that were not particuÂlarly intimate, could result in a judge favoring one of the parties from the very outset of the case.133 Fronto's letter to Claudius Severus, who was to hear a case involving his friend Sulpicius Cornelianus, shows Fronto's attempt to influence Severus before the case had even begun.134 Conversely, Quintilian mentions a judge who was already hostile to one side before the hearing began.135 Such hostility could be due to various circumstances. The judge could, for example, be hearing a case in which his own personal interests were involved.136 Quintilian does not elucidate the full range these “personal interÂests” could take (he mentions specifically only the case in which Queen Berenice was both the judge and a litigant in the case, which was made excepÂtional already by the involvement of foreign royalty); perhaps a more commonly found interest was some sort of financial connection between the judge and one of the litigants. In addition, a judge apparently could hear an appeal of a case for which he had provided the initial ruling.137 Surely it would be difficult for a judge to remain impartial toward the party who had appealed his decision. Pre-existing hostility could also be aimed at an advoÂcate.138 It would have been nearly impossible for judge, litigants, and advocates always to be completely unknown to each other, if the case took place in a prominent court and involved equally prominent litigants and advocates. To a certain degree, such prejudices could not be helped. The other situations mentioned above, however, seem quite prejudicial to modern sensiÂbilities, and yet none are described as being particularly rare in Rome's courts. A judge could excuse himself from a case if one of the two litigants stood in his higher opinion; surely he could do the same if he was financially linked to the case.139 It appears, however, that no rule required his withÂdrawal. Quintilian notes, though, that sometimes the favor of a judge could actually do more harm than good. In an effort to look impartial sometimes a judge would actually be tougher on those he favored.140Favoritism due to the character or status of the litigant is rarely found in the ancient sources.141 The best evidence for the role character could play in a judge's decision is found in Gellius' description of a case he heard in his early years.142 In this case litigant A made a loan to B but did not use witnesses or obtain a receipt. A tries to get the loan repaid, B claims the loan was never made and therefore he owes nothing, and the matter comes before Gellius for resolution. Gellius describes A “virum esse firme bonum notaeque et expertae fidei et vitae inculpatissimae", “to be a steadfastly good man of well-known and tested trustworthiness and blameless life” and B “hominem esse non bonae rei vitaque turpi et sordida", “to be a man of ill-gotten gains and of a shameful and base life”.143 While the facts of the case leave little room for unease — a fact which his assessors make very clear to him — Gellius feels that he cannot find in favor of B because A is the “melior” (better) man, and finally takes the oath that he cannot come to a decision.144 This account is interesting for two reasons. First, the assessors were not at all affected by the character issue. Their primary conÂcern was a quick resolution of the case.
Second, the explanation Gellius provides for why he cannot rule in favor of A is unusual. He does not say that he just could not bring himself to it; rather, he says: “mains ego altiusque id esse existimavi quam quod meae aetati et mediocritati conveniret, ut cognovisse et condemÂnasse de moribus, non de probationibus rei gestae viderer”, “I thought that I would appear more proud and haughty than was appropriate because of my youth and humble station, if I seemed to sit in judgment on and condemn a man based on the characters of the disputants rather than on the evidence of the case.”145 Gellius here implies that status and reputation, auctoritas, gained by years of public involvement, could empower a judge to rule against the letter of the law.Influence impacted on practically every aspect of Roman life and clearly, as Gellius reveals, its impact was felt within the courts. For this study, however, the problem is identifying when outside forces of varying types affected a decision. The only reason we know Gellius' decision was affected by the litiÂgants' characters is that he admits it. Without such admissions the impact is very difficult to spot. Garnsey is right that the praetors, as the magistrates who decided whether a prospective litigant had a viable case, could reject a case without any explanation. Thus, even at a preliminary stage character, influence, and status could determine access to justice.146 Garnsey is also probably correct in seeing a greater opportunity for a judge to rule by status in the cognitio system. The individual judge under this procedure was given far more latitude in determining the penalty. To a certain degree, favoritism was a normal, acceptable aspect of Roman culture and for that reason its appearance within the courts likely did not surprise anyone. All things conÂsidered, however, a sense of impartiality was certainly viewed as a very favorable trait in a judge.147
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- CONTENTS
- The stress of judging
- Advocacy for mooters
- Unus iudex
- An overview of judges at Rome
- Quotation marks
- Introduction
- Common law and civil law